21 November 2012
CORPORATIONS ACT 2001 (Cth)
NOTICE UNDER SECTION 708A
Dart Mining NL ACN 119 904 880 (Company) today issued 9,028,530 ordinary shares (Shares) each credited as fully paid, at an issue price of A$0.083 (8.3 cents) per Share, pursuant to a private placement.
The Company gives this notice under section 708A(5)(e) of the Corporations Act 2001
(Cth)(Corporations Act).
The Shares were issued without disclosure to investors under Part 6D.2 of the
Corporations Act, in reliance on section 708A(5) of the Corporations Act. The Company, as at the date of this notice, has complied with:
(a) the provisions of Chapter 2M of the Corporations Act as they apply to the
Company; and
(b) Section 674 of the Corporations Act.
There is no excluded information as at the date of this notice for the purposes of sections
708A(7) and 708A(8) of the Corporations Act. Yours sincerely,
Andrew Draffin Company Secretary Dart Mining NL
Level 2, 395 Collins Street Melbourne, Victoria, 3000, Australia
TELEPHONE +61 3 9621 1299 FACSIMILE +61 3 9620 0070 EMAIL [email protected] WEB www.dartmining.com.au ACN 119 904 880
Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement,
application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Dart Mining NL
ABN
84 119 904 880
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued
Fully Paid Ordinary Securities.
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
9,028,530 Fully Paid Ordinary Securities
3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
9,028,530 Fully Paid Ordinary Securities
Appendix 3B New issue announcement
4 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
• the date from which they do
• the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
• the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Yes
5 Issue price or consideration $0.083 for each Fully Paid Ordinary Security
6 Purpose of the issue
(If issued as consideration for the
acquisition of assets, clearly
identify those assets)
Working capital
7 Dates of entering +securities into uncertificated holdings or despatch of certificates
21 November 2012
+ See chapter 19 for defined terms.
Appendix 3B Page 2 1/1/2003
8 Number and +class of all
+securities quoted on ASX
(including the securities in
clause 2 if applicable)
Appendix 3B New issue announcement
9 Number and +class of all
+securities not quoted on ASX
(including the securities in
clause 2 if applicable)
10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
No change
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required? N/A
+ See chapter 19 for defined terms.
24/10/2005Appendix 3B Page 3
Appendix 3B New issue announcement
12 Is the issue renounceable or non- renounceable?
N/A
13 Ratio in which the +securities will be offered
N/A
14 +Class of +securities to which the offer relates
N/A
15 +Record date to determine entitlements N/A
16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
N/A
17 Policy for deciding entitlements
in relation to fractions N/A
18 Names of countries in which the entity has +security holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
N/A
19 Closing date for receipt of acceptances or renunciations
N/A
20 Names of any underwriters N/A
21 Amount of any underwriting fee or commission
N/A
22 Names of any brokers to the
issue N/A
23 Fee or commission payable to the broker to the issue
N/A
24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of +security holders
N/A
+ See chapter 19 for defined terms.
Appendix 3B Page 4 1/1/2003
Appendix 3B New issue announcement
25 If the issue is contingent on
+security holders' approval, the
date of the meeting
N/A
26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled
N/A
27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders
N/A
28 Date rights trading will begin (if applicable)
N/A
29 Date rights trading will end (if applicable) N/A
30 How do +security holders sell their entitlements in full through a broker?
N/A
+ See chapter 19 for defined terms.
24/10/2005Appendix 3B Page 5
Appendix 3B New issue announcement
31 How do +security holders sell part of their entitlements through a broker and accept for the balance?
N/A
32 How do +security holders dispose of their entitlements (except by sale through a broker)?
N/A
33 +Despatch date
N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b)
All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully
paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
Documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities
held by those holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
+ See chapter 19 for defined terms.
Appendix 3B Page 6 1/1/2003
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought N/A
Appendix 3B New issue announcement
39 Class of +securities for which quotation is sought N/A
40 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
• the date from which they do
• the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
• the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
N/A
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other security)
N/A
42 Number and +class of all
+securities quoted on ASX
(including the securities in clause
38)
+ See chapter 19 for defined terms.
24/10/2005Appendix 3B Page 7
Quotation agreement
Appendix 3B New issue announcement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
• The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
• There is no reason why those +securities should not be granted
+quotation.
• An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
• Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
• If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ............................................................ Date: 21 November 2012
Company secretary
Print name: Andrew Draffin
+ See chapter 19 for defined terms.
Appendix 3B Page 8 1/1/2003