| Becoming a substantial holder from NAB | |
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Corporations Law Form 603
Form 603
Corporations Act 2001
Notice of initial substantial holder Section 671B
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To:Company Name/Scheme
ACN
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SYR
The Secretary
Syrah Resources Limited Level 9
356 Collins Street
Melbourne VIC 30060
PH: (03) 9670 7264
Fax: (03) 9642 0698
125 242 284
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1. Details of substantial shareholder
Name
ACN (if applicable)
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National Australia Bank Limited and its associated entities listed in Annexure A (ACN 004 044 937)
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The holder became a substantial holder on 04/11/2015
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Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
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Number of securities
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Persons' votes
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Voting power
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Fully paid ordinary shares
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11,958,578
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11,958,578
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5.189%
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Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
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Nature of relevant interest
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Class and number of securities
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MLC Investments Limited
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Power to control the voting and
/or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts
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Fully paid ordinary shares
6,748,785
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Antares Capital Partners Limited
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Power to control the voting and
/or disposal of securities pursuant to its position as the responsible entity or trustee of certain managed investment schemes or trusts.
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Fully paid ordinary shares
12,910
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MLC Wealth Management Limited
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Power to exercise voting rights pursuant to position held as the Registrable Superannuation Entity licensee for the superannuation products it issues.
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Fully paid ordinary shares
21,673
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National Australia Bank Limited
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Relevant interest arising as a result of National Australia Bank Limited having voting power above 20% in Pengana Holdings Pty Limited who controls Pengana Capital Limited, an investment manager of various unit trusts.
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Fully paid ordinary shares
206,000
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National Australia Bank Limited
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Power to control the voting and
/or disposal of securities pursuant to securities lending agreements.
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Fully paid ordinary shares
4,969,210
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TOTAL
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11,958,578
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Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
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Registered holder of securities
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Person entitled to be registered as holder
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Class and number of securities
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MLC Investments Limited
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National Nominees Limited (ACN 004 278 899)
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Fully paid ordinary shares 6,748,785
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Antares Capital Partners Limited
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National Nominees Limited (ACN 004 278 899)
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Fully paid ordinary shares 12,910
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MLC Wealth Management Limited
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Navigator Australia Limited (ACN 006 302 987)
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Fully paid ordinary shares 21,673
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National Australia Bank Limited
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BNP Paribas Nominees Pty Limited (ACN 084 150 023)
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Fully paid ordinary shares 206,000
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National Australia Bank Limited
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National Nominees Limited (ACN 004 278 899)
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Fully paid ordinary shares 4,969,210
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TOTAL
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11,958,578
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Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Date of change
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Person whose relevant interest changed
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Nature of change
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Consideration given in relation to change
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Class and number of securities affected
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Person's votes affected
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Fully paid ordinary shares
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2/11/2015
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Antares Capital Partners Limited
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Purchase
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$10,669.97
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3,374
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3,374
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27/10/2015 to
04/11/2015
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National Australia Bank Limited
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Securities Lending
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No consideration directly referable to the securities provided by NAB.
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Refer to Appendix 1 Table
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Refer to Appendix 1 Table
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Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable
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Nature of association
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MLC Investments Limited
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MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited.
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Antares Capital Partners Limited
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Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited.
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MLC Wealth Management Limited
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MLC Wealth Management Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited.
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Addresses
The addresses of persons named in this form are as follows:
Name
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Address
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National Australia Bank Limited
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Level 1
800 Bourke Street
DOCKLANDS VIC 3008
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MLC Investments Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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MLC Wealth Management Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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National Nominees Limited
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Level 1
800 Bourke Street
DOCKLANDS VIC 3008
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Navigator Australia Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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Antares Capital Partners Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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BNP Paribas Nominees Pty Limited
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Level 6
60 Castlereagh Street
SYDNEY NSW 2000
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Signature
Name
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Elizabeth Melville-Jones
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Capacity
Company Secretary
for and on behalf of National Australia Bank Limited
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Signature
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Date 09/11/2015
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Appendix 1 - SYR
Type of agreement and
parties to agreement
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National Australia Bank Limited and
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National Australia Bank Limited and
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Securities Borrowing Agreement (SBA) clients
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AMSLA Counterparties
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(ii)
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TELSTRA SUPER PTY LTD
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( b )
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UBS SECURITIES AUSTRALIA LTD
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( d )
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MERRILL LYNCH EQUITIES (AUSTRALIA) LTD
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( f )
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CREDIT SUISSE
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( g )
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INSTINET AUSTRALIA PTY LTD
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Transfer dates
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27/10/2015 to 4/11/2015
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27/10/2015 to 4/11/2015
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Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.
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Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.
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Holder of voting rights
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Registered owner
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Registered owner
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Are there any restrictions on voting
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The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.
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The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.
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Scheduled date of return (if any)
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On demand
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On demand
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Does the borrower have the right to return early?
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Yes - at notice
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Yes - at notice
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Does the lender have the right to recall early?
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Yes - at notice
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Yes - at notice
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Will the securities be returned on settlement?
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Yes, or equivalent protection under Securities Borrowing Agreement.
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Yes, or equivalent protection under AMSLA.
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National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.
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Syrah Resources
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CODE : SYR.AX |
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ProfileMarket IndicatorsVALUE : Projects & res.Press releasesAnnual reportRISK : Asset profileContact Cpy |
Syrah Resources is a copper and uranium exploration company based in Australia. Syrah Resources holds various exploration projects in Australia. Its main exploration properties are ARCHIE-MACKENZIE, MT LYNDHURST and MUNNA in Australia. Syrah Resources is listed in Australia. Its market capitalisation is AU$ 58.6 millions as of today (US$ 39.5 millions, € 35.5 millions). Its stock quote reached its lowest recent point on September 10, 2010 at AU$ 0.07, and its highest recent level on June 10, 2016 at AU$ 6.66. Syrah Resources has 263 820 000 shares outstanding. |