Form 603
Corporations Law
Section 671B
Notice of initial substantial holder
To Company Name/Scheme TROY RESOURCES LIMITED
ACN/ARSN
1. Details of substantial holder(1)
Name Renaissance Smaller Companies Pty Ltd
ACN/ARSN (if applicable)
103 874 102
The holder became a substantial holder on 07/07/2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
|
Number of securities
|
Persons' votes (5)
|
Voting power (6)
|
FPO
|
14,857,818
|
14,857,818
|
5.12%
|
3. Details of relevant interests
*Based on issued capital of 290,096,411 shares
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
|
Nature of relevant interest (7)
|
Class and number of securities
|
See Schedule 1
|
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
|
Registered holder of securities
|
Person entitled to be registered as holder (8)
|
Class and number of securities
|
See Schedule 1
|
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest
|
Date of acquisition
|
Consideration (9)
|
Class and number of securities
|
Cash
|
Non-cash
|
Renaissance Smaller
Companies Pty Ltd
|
Various dates between
(07/03/2015 and 07/07/2015)
|
Consideration
for Acquisition of
Shares
$5,130,356.48
|
Acquisition of
14,857,818 shares
|
|
SYD4_136354_1 (W97)
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
|
Nature of association
|
N/A
|
7. Addresses
The addresses of persons named in this form are as follows:
Name
|
Address
|
Renaissance Smaller Companies Pty Ltd
|
Level 11, 95 Pitt St Sydney NSW 2000
|
Signature
print name David Fleming capacity Director
sign here date
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of 'associate' in section 9 of the Corporations Law.
(3) See the definition of 'relevant interest' in sections 608 and 671B(7) of the Corporations Law. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of 'relevant agreement' in section 9 of the Corporations Law.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option)
write 'unknown'.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the
substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
SYD4_136354_1 (W97)
Schedule 1 - Renaissance Smaller Companies Pty Ltd Initial Notice in Substantial Holding for TROY RESOURCES LIMITED (TRY)
Details of relevant interests
Holder of relevant interest
|
Nature of relevant interest
|
Class and number of securities
|
Renaissance Smaller Companies Pty Ltd
|
Power to (or to control) exercise vote
and/or dispose of the securities as discretionary investment managers or advisers of superannuation funds, pooled superannuation trusts, managed investment schemes and investment management agreements.
|
Fully paid ordinary shares 14,857,818
|
Details of present registered holders
Holder of relevant interest
|
Registered holder of securities
|
Persons entitled to be a registered
holder
|
Class and number of securities
|
Renaissance Smaller Companies Pty Ltd
|
JP Morgan Nominees Australia Ltd
|
JP Morgan Nominees Australia Ltd
|
1,605,618 FPO
|
Renaissance Smaller Companies Pty Ltd
|
National Nominees Ltd
|
National Nominees Ltd
|
5,216,785 FPO
|
Renaissance Smaller Companies Pty Ltd
|
RBC Global Services Australia Pty Ltd
|
RBC Global Services Australia Pty Ltd
|
1,803,598 FPO
|
Renaissance Smaller Companies Pty Ltd
|
Northern Trust
|
Northern Trust
|
1,290,056 FPO
|
Renaissance Smaller Companies Pty Ltd
|
State Street Australia Limited
|
State Street Australia Limited
|
4,941,761 FPO
|