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Corporations Law Form 604
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To:Company Name/Scheme
ACN
-
Details of substantial holder
The Secretary
Syrah Resources Limited Level 9
356 Collins Street
Melbourne VIC 3000
Tel: (03) 9670 7264
Fax: (03) 9642 0698
125 242 284
SYR
Name ACN (if applicable) National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in
Annexure A give notice of a change in relevant interests
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
31/12/2015
28/12/2015
23/12/2015
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Previous and present voting power:
The total number of votes attached to all voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities
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Previous Notice
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Present Notice
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Person's votes
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Voting power
|
Person's votes
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Voting power
|
Fully paid ordinary shares
|
17,167,519
|
7.423%
|
14,475,233
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6.259%
|
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Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
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Person whose relevant interest changed
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Nature of change
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Consideration given in relation to change
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Class and number of securities affected
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Person's votes affected
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Fully paid ordinary shares
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24/12/2015 to
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National Australia
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Securities
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No consideration
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Refer to Appendix 1
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Refer to Appendix 1
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directly referable
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31/12/2015
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Bank Limited
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Lending
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to the securities
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Table
|
Table
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provided by NAB.
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Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
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Registered holder
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Person
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Nature of relevant
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Class and
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Person's
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interest
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of securities
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entitled to be
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interest
|
number of
|
votes
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registered as
|
securities
|
holder
|
MLC Investments
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National Nominees
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Power to control the
|
Fully paid
|
6,499,034
|
Limited
|
Limited
|
voting and /or disposal
|
ordinary shares
|
(ACN 004 278 899)
|
of securities pursuant
|
6,499,034
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to its position as the
|
responsible entity or
|
trustee of various
|
managed investment
|
schemes and trusts
|
MLC Wealth
|
Navigator Australia
|
Power to exercise
|
Fully paid
|
21,673
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Management Limited
|
Limited
|
voting rights pursuant
|
ordinary shares
|
(ACN 006 302 987)
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to position held as the
|
21,673
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Registrable
|
Superannuation Entity
|
licensee for the
|
superannuation
|
products it issues.
|
National Australia Bank
|
National Nominees
|
Power to control the
|
Fully paid
|
4,759,210
|
Limited
|
Limited
|
voting and /or disposal
|
ordinary shares
|
(ACN 004 278 899)
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of securities pursuant
|
4,759,210
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to securities lending
|
agreements.
|
Antares Capital
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National Nominees
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Power to control the
|
Fully paid
|
796,085
|
Partners Limited
|
Limited
|
voting and /or disposal
|
ordinary shares
|
(ACN 004 278 899)
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of securities pursuant
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796,085
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to its position as the
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responsible entity or
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trustee of various
|
managed investment
|
schemes or trusts.
|
Antares Capital
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JP Morgan
|
Power to control the
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Fully paid
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2,399,231
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Partners Limited
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Nominees Australia
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voting and /or disposal
|
ordinary shares
|
Limited
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of securities pursuant
|
2,399,231
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(ACN 002 899 961)
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to its position as an
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investment manager
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in accordance with
|
investment mandates
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and as an investment
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manager of Antares
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Capital Partners
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Limited trusts.
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Grand total
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14,475,233
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Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
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Nature of Association
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No change
|
-
Addresses
The addresses of persons named in this form are as follows:
Name
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Address
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MLC Investments Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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National Australia Bank Limited
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Level 1
800 Bourke Street
DOCKLANDS VIC 3008
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MLC Wealth Management Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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Navigator Australia Limited
|
Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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National Nominees Limited
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Level 1
800 Bourke Street
DOCKLANDS VIC 3008
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JP Morgan Nominees Australia Limited
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Level 37
259 George Street
SYDNEY NSW 2000
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Antares Capital Partners Limited
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Ground Floor
105-153 Miller Street NORTH SYDNEY NSW 2060
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Signature
Elizabeth Melville-Jones
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Capacity
Company Secretary
for and on behalf of National Australia Bank Limited
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Date 06/01/2016
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Name
Signature
Appendix 1 - SYR
Type of agreement and
parties to agreement
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National Australia Bank Limited and
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National Australia Bank Limited and
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Securities Borrowing Agreement (SBA) clients
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AMSLA Counterparties
|
(ii)
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TELSTRA SUPER PTY LTD
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( a )
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DEUTSCHE SECURITIES AUSTRALIA LIMITED
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( c )
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MACQUARIE BANK LTD
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( d )
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MERRILL LYNCH EQUITIES (AUSTRALIA) LTD
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( f )
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CREDIT SUISSE
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Transfer dates
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24/12/2015 to 31/12/2015
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24/12/2015 to 31/12/2015
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Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.
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Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.
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Holder of voting rights
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Registered owner
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Registered owner
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Are there any restrictions on voting
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The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.
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The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.
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Scheduled date of return (if any)
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On demand
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On demand
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Does the borrower have the right to return early?
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Yes - at notice
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Yes - at notice
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Does the lender have the right to recall early?
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Yes - at notice
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Yes - at notice
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Will the securities be returned on settlement?
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Yes, or equivalent protection under Securities Borrowing Agreement.
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Yes, or equivalent protection under AMSLA.
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National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.
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Syrah Resources
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CODE : SYR.AX |
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ProfileMarket IndicatorsVALUE : Projects & res.Press releasesAnnual reportRISK : Asset profileContact Cpy |
Syrah Resources is a copper and uranium exploration company based in Australia. Syrah Resources holds various exploration projects in Australia. Its main exploration properties are ARCHIE-MACKENZIE, MT LYNDHURST and MUNNA in Australia. Syrah Resources is listed in Australia. Its market capitalisation is AU$ 67.8 millions as of today (US$ 45.5 millions, € 42.0 millions). Its stock quote reached its lowest recent point on September 10, 2010 at AU$ 0.07, and its highest recent level on June 10, 2016 at AU$ 6.66. Syrah Resources has 263 820 000 shares outstanding. |