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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme:
Western Areas Ltd
ACN/ARSN: 091 049 357
1. Details of substantial holder (1)
Name:
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on:
The previous notice was given to the company on:
The previous notice was dated:
2. Previous and present voting power
Schroder Investment Management Australia Limited
000 443 274
01/09/2015
11/02/2015
11/02/2015
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Class of securities (4)
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Previous notice
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Present notice
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Person's votes
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Voting power (5)
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Person's votes
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Voting power (5)
|
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Ordinary Shares
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12,389,990
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5.33%
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15,026,550
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6.44%
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3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of change
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Person whose relevant interest changed
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Nature of change
(6)
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Consideration given in relation to change (7)
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Class and number of securities affected
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Person's votes
affected
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12/02/2015 -
01/09/2015
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SIMAL
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Buy
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$5,143,593.43
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1,613,008 Ordinary shares
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1,613,008
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12/02/2015 -
01/09/2015
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SIMAL
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Sell
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$292,345.50
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102,703 Ordinary shares
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102,703
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12/02/2015 -
01/09/2015
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SIMAL
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Buy
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In Specie transfer in
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63,767 Ordinary shares
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63,767
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12/02/2015 -
01/09/2015
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SIM LTD
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Buy
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In specie transfer in
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944,247 Ordinary shares
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944,247
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12/02/2015 -
01/09/2015
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SIMNA LTD
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Buy
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In Specie transfer in
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118,241 Ordinary shares
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118,241
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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Holder of relevant interest
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Registered holder of securities
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Person entitled to be registered as holder (8)
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Nature of relevant interest (6)
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Class and number of securities
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Person's votes
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SIMAL
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BNP Paribas
Securities Services
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BNP Paribas
Securities Services
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Power to dispose of securities
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2,325,418
Ordinary Shares
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2,325,418
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SIMAL
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Citicorp Nominees
Ltd HK
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Citicorp Nominees
Ltd HK
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Power to dispose of securities
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2,084,256
Ordinary Shares
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2,084,256
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SIMAL
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HSBC Custody Nominees (Australia) Ltd
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HSBC Custody Nominees (Australia) Ltd
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Power to dispose of securities
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1,160,800
Ordinary Shares
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1,160,800
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SIMAL
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JP Morgan
Custodial Services
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JP Morgan
Custodial Services
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Power to dispose of securities
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6,168,360
Ordinary Shares
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6,168,360
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SIMAL
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National Nominees
Ltd - Melbourne
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National Nominees
Ltd - Melbourne
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Power to dispose of securities
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2,225,228
Ordinary Shares
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2,225,228
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SIM LTD
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ABN Amro Mellon
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ABN Amro Mellon
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Power to dispose of securities
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26,903
Ordinary Shares
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26,903
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SIM LTD
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JP Morgan Chase
B'Mouth
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JP Morgan Chase
B'Mouth
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Power to dispose of securities
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757,680 Ordinary
Shares"
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757,680
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SIM LTD
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BK of New York
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BK of New York
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Power to dispose of securities
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69,662
Ordinary Shares
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69,662
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SIM LTD
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NT London
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NT London
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Power to dispose of securities
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90,002
Ordinary Shares
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90,002
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SIMNA LTD
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JP Morgan Chase
B'Mouth
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JP Morgan Chase
B'Mouth
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Power to dispose of securities
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24,393 Ordinary
Shares"
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24,393
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SIMNA LTD
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Bank of NY Prudential
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Bank of NY Prudential
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Power to dispose of securities
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84,977
Ordinary Shares
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84,977
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SIMNA LTD
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Mellon London
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Mellon London
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Power to dispose of securities
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8,871
Ordinary Shares
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8,871
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable)
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Nature of association
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Schroder Investment Management Australia Limited ("SIMAL")
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Relevant Fund Manager
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Schroder Investment Management North America ("SIMNA")
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Relevant Fund Manager
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Schroder Investment Management Limited ("SIM LTD")
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Relevant Fund Manager
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6. Address
The address of persons named in this form are as follows:
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Name
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Address
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Schroder Investment Management (Australia) Limited ("SIMAL")
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Level 20, Angel Place, 123 Pitt Street, Sydney, 2000, Australia
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Schroder Investment Management North America ("SIMNA")
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31 Gresham Street, London EC2V 7QA, UK
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Schroder Investment Management Limited ("SIM LTD")
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31 Gresham Street, London EC2V 7QA, UK
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