VanEck Vectors Global Alternative Energy ETF

Published : February 28th, 2013

Form 604 - Notice of change of interests of substantial holder ( pdf 135 )

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Form 604 - Notice of change of interests of substantial holder ( pdf 135 )

604 page 1/2 15July2001

Form 604

Corporations Acl2001

Section 671B

Notice of change of interests of substantial holder

ToCompany Name/Scheme

ACN/ARSN

1. Details of substantial holder(1)

Name

ACNAIRSN (if applicable)

/

There was a change in the interests of the substantial holder on

The previous notice was given to the company on

The previous notice was dated

2S P7..tl S O"lt03t Il. O 'l 10'!>1 \1.

2. Previous and present voting power

The total number of votes attached to ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)

in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice

r-P-so-n. s-vores- v oc i ---oolw- -." 5} --------+- P 'ersm·s--vot -r--Vot in_a_D!o_w_e_r (!SI ------

3. Changes in relevant interests

Particulars of each change in, or change in the nature of. a relevant interest of the substantial holder or an associate in voting securities ofthe company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change

Person whose relevant interest changed

Nature of change (6)

Consideration given in relation to change (7)

Class and number of securities affected

Person's votes affected

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of

Registered

Person entitled

Nature of

Class and

Person's votes

relevant

holder of

to be registered

relevant

number of

interest

securities

as holder (B)

interest (6)

securities

604 page 212 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACNIARSN (if applicable)

Nature of association

f-l()(2.1"H AF0..1c A.r-.J flesouaa.s t

L. Fu.Ll..""f Owt-JESuQ rorM-4 CEN"TM•'-l PLC

{No L.o..aG-e:t4 f1oL S N"fo'T'Po SHA1Z.E

6. Addresses

The addresses of persons named in this formare as follows:

Name

Address

CENw.M•to.J PL..c..

O&•etL. Hous€ 1H€ A'Df Sr H6i...tErz. jerzsc: :Jet.- CfloJc;.

C&oa"TN\uJ HoL't) r urli

O'rtfa. Ho\I. G e Esf\At.lMJ& ç-r ttE.uea E-'ile'+ Cf loJ<r

l

Signature

print name oSEF E.t-- fZA6-H'i capacity (HtLM

sign here date 2$" 1 o 2.. 1 ZOI'S,

DIRECTIONS

(1) lfthere are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set aut in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001. (4) The voting shares of a company consti tute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the bcdy corporale or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 6718(4) applies, a copy of any document setting aut the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, contrai the exercise of, or influence the exercise of. the voting powers or disposal ofthe securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any andali benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional an the happening or not of a contingency. Details must be included of any benefit paid an behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) lf the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown", (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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VanEck Vectors Global Alternative Energy ETF

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CODE : NYO.AX
ISIN : AU000000DWY1
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Nyota Minerals is a nickel and gold development stage company based in Australia.

Nyota Minerals holds various exploration projects in Burundi, in India and in South Africa.

Its main exploration properties are SWAZIGOLD in Swaziland, YORK PLATINUM and LAKE SONFON in Sierra Leone, TULU KAPI in Ethiopia, MUREMERA in Burundi, ZOET EN ZUUR and PYPKLIP in South Africa and INDIAN in India.

Nyota Minerals is listed in Australia and in United Kingdom. Its market capitalisation is 47 442 as of today (US$ 35 743, € 33 245).

Its stock quote reached its highest recent level on July 27, 2007 at 1.55, and its lowest recent point on November 14, 2016 at 0.00.

Nyota Minerals has 47 442 200 shares outstanding.

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