Ferrum Crescent Limited

Published : November 02nd, 2015

Substantial Shareholder Notice

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Keywords :   9/11 | Australia | Georgia | South Africa |

Substantial Shareholder Notice

266bebcf-9b7e-43a9-8678-44fef4269ae6.pdf



2 Novem ber 2015


Ferrum Crescent Limited

('Ferrum Crescent', the 'Company' or the 'Group')(ASX: FCR, AIM: FCR, JSE: FCR)


Substantial Shareholder Notice


The Company today announces that it has received a substantial shareholder notice from Rathbone Brothers plc, which is attached. It should be noted that under relevant AIM rules, the threshold for substantial shareholder notices is 3%, not 5% as in Australia.


For further information on the Company, please visit w w w .ferrumcrescent.com or contact:


Australia enquiries:

UK enquiries:

Ferrum Crescent Limited

Tom Revy T: +61 8 9474 2995

Managing Director

Ferrum Crescent Limited Laurence Read (UK representative) T: +44 7557672432

Strand Hanson Limited (Nominated Adviser) Rory Murphy/Matthew Chandler

T: +44 20 7409 3494

Beaufort Securities Limited (Broker)

Elliot Hance

+44 20 7382 8416

South Africa enquiries:

Brav ura Capital (Pty) Ltd (JSE Sponsor)

Doné Hattingh

T (direct): +27 11 459 5037


A.C.N. 097 532 137 Suite 6, Ground Floor, South Mill Centre, 9 Bowman St Share code FCR on the ASX, AIM and the JSE SOUTH PERTH WA 6151, AUSTRALIA www.ferrumcrescent.com PO Box 189, South Perth, WA 6951

[email protected] Tel: +61 8 9474 2995 Fax: +61 9474 2937


TR-1: NOTIFICATION OF M AJOR INTEREST IN SHARESi


1. Identity of the issuer or the underlying issuer

of existing shares to w hich voting rights are attached: ii


Ferrum Crescent Limited

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments w hich may result in the acquisition

of shares already issued to w hich voting rights are attached

An acquisition or disposal of instruments w ith similar economic effect to qualifying financial instruments

An event changing the breakdow n of voting rights

Other (please

specify):

3. Full name of person(s) subject to the notification obligation: iii


RATHBONE BROTHERS PLC


4. Full name of shareholder(s)

(if different from 3.):iv


RATHBONE BROTHERS PLC


Rathbone Investment Management Ltd Rathbone Investment Management International Limited

5. Date of the transactionand date on

w hich the threshold is crossedor reached: v

27th October 2015

6. Date on w hich issuer notified:

29th October 2015


7. Threshold(s) that is/are crossed or

reached: vi,vii

5%


8. Notified details:

A: Voting rights attached to shares viii,ix

Class/type of

shares


if possible using the ISIN CODE

Situation prev ious

to the triggering transaction

Resulting situation after the triggering transaction

Number

of Shares

Number

of Voting Rights

Number

of shares

Number of v oting

rights

% of v oting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

AU000000FCR2


Sedol - B0JK2H1


6,019,607


6,019,607


4,022,446


N/A


4,022,446


N/A


0.65%

AU000000FCR2


Sedol - B4TWNQ1


16,483,231


16,483,231


24,660,320


N/A


24,660,320


N/A


3.99%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial

instrument

Expiration datexiii

Exercise/

Conv ersion Period xiv

Number of v oting

rights that may be acquired if the instrument is exercised/ converted.

% of v oting

rights


N/A


N/A


N/A


N/A


N/A


C: Financial Instruments w ithsimilar economic effect to Qualifying Financial Instruments xv,xvi


Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration datexvii

Exercise/

Conv ersion period xviii

Number of v oting rights instrument refers to

% of v oting rights xix,

xx


N/A


N/A


N/A


N/A

N/A

Nominal

Delta


Total (A+B+C)

Number of v oting rights

Percentage of v oting rights

28,682,766

4.64%


9. Chain of controlled undertakings through w hichthe voting rights and/or the financial instruments are effectively held, if applicable: xxi



RATHBONE BROTHERS PLC*


* Rathbone Brothers Plc is the holding company of the follow ing.


Rathbone Investment Management Ltd 4.58874%


Rathbone Investment Management International Limited 0.04657%



Proxy Voting:

10. Name of the proxy holder:

Read the rest of the article at www.noodls.com
Data and Statistics for these countries : Australia | Georgia | South Africa | All
Gold and Silver Prices for these countries : Australia | Georgia | South Africa | All

Ferrum Crescent Limited

CODE : FCR.AX
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Ferrum Crescent LTD is based in Australia.

Ferrum Crescent LTD is listed in Australia. Its market capitalisation is AU$ 2.1 millions as of today (US$ 1.6 millions, € 1.4 millions).

Its stock quote reached its highest recent level on April 01, 2011 at AU$ 0.29, and its lowest recent point on June 05, 2018 at AU$ 0.00.

Ferrum Crescent LTD has 2 145 520 000 shares outstanding.

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Financings of Ferrum Crescent Limited
10/6/2016Exercise of Options and Issue of Equity
8/2/2016Issue of Placing Shares
Corporate news of Ferrum Crescent Limited
8/2/2016Replacement Appendix 3B
7/29/2016Exercise of Options and Issue of Equity
6/15/2016Corporate and Operational Update
5/12/2016Cleansing Notice
4/27/2016Equity Fundraising of GBP650,000 Gross
4/12/2016Completion of Due Diligence on GoldQuest and Lead-Zinc Proj
4/6/2016Results of General Meeting
3/31/2016Strategic Update and Directorate Changes
1/29/2016Quarterly Activities Report
12/16/2015Board Changes
11/30/2015Results of Meeting
11/2/2015Substantial Shareholder Notice
10/29/2015AGM Notice of Meeting/Proxy Form/Annual Report
9/30/2015Annual Accounts - Replacement
7/22/2015Update re PMI Funding Arrangements
7/16/2015PMI Update
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