|
Form 603
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
RCES LIMITED
ACN/ARSN
-
Details of substantial holder (1)
Name Morgan Stanley and its subsidiaries listed in Annexure A ACN/ARSN (if applicable) Not Applicable
The holder became a substantial holder on July 12, 2016 The holder became aware on July 14, 2016
-
Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
|
Class of securities (4)
|
Number of securities
|
Person's votes (5)
|
Voting power (6)
|
|
Ordinary Shares
|
14,890,704
|
14,890,704
|
5.65%
|
|
Based on 263,757,392 Ordinary Shares Outstanding
|
-
Details of relevant interests
|
Holder of relevant interest
|
Nature of relevant interest (7)
|
Class and number of securities
|
|
Morgan Stanley & Co. International plc
|
Holder of securities subject to an obligation to return under a securities lending or prime brokerage agreement.
Right as lender to recall the shares under a securities lending arrangement
|
10,443,366 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
Holder of securities subject to an obligation to return under a securities lending through an associate.
Right as lender to recall the shares under a securities lending arrangement.
|
2,316,521 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
Shares held or in respect of which the holder may exercise control over disposal in the ordinary course of sales and trading businesses.
Right as lender to recall the shares under a securities lending arrangement.
|
1,900,050 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
Shares held or in respect of which the holder may exercise control over disposal in the ordinary course of sales and trading businesses.
|
213,767 Ordinary Shares
|
|
Morgan Stanley & Co. LLC
|
Holder of securities subject to an obligation to return under a securities lending agreement.
Right as lender to recall the shares under a prime brokerage arrangement
|
17,000 Ordinary Shares
|
|
Each of the entities (as listed in Annexure A) in the Morgan Stanley group upstream of the above entities
|
Each of the above entities is a body corporate that each upstream entity controls and therefore has the relevant interests that the above entities collectively have.
|
14,890,704 Ordinary Shares (N.B.: Total of the above direct interest)
|
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
-
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
|
Holder of relevant interest
|
Registered holder of securities
|
Person entitled to be registered as holder (8)
|
Class and number of securities
|
|
Morgan Stanley & Co. International plc
|
Unknown
|
Not Applicable
|
14,659,937 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
Morgan Stanley Australia Securities (Nominee) Pty Limited
|
Not Applicable
|
213,767 Ordinary Shares
|
|
Morgan Stanley & Co. LLC
|
Unknown
|
Not Applicable
|
17,000 Ordinary Shares
|
-
Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
|
Holder of relevant interest
|
Date of acquisition
|
Consideration (9)
|
Class and number interest of securities
|
|
Cash
|
Non-Cash
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
709.75
|
Buy
|
167 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
47.08
|
Buy
|
11 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
232.65
|
Buy
|
55 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
8,869.98
|
Buy
|
2,058 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,099.08
|
Buy
|
258 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
6,071.94
|
Buy
|
1,422 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
2,886.52
|
Buy
|
676 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
556.75
|
Buy
|
131 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
481.38
|
Buy
|
113 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
14,019.66
|
Buy
|
3,291 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,302.35
|
Buy
|
305 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,806.25
|
Buy
|
425 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
25.44
|
Buy
|
6 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
636.23
|
Buy
|
149 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
193.95
|
Buy
|
45 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
3,500.64
|
Buy
|
816 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,712.27
|
Buy
|
401 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,814.75
|
Buy
|
425 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
3,935.50
|
Buy
|
926 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
384.48
|
Buy
|
89 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
38.25
|
Buy
|
9 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
9,634.28
|
Buy
|
2,251 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
813.66
|
Buy
|
191 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
4,609.56
|
Buy
|
1,077 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
3,459.12
|
Buy
|
812 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
2,032.52
|
Buy
|
476 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
2,675.28
|
Buy
|
628 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
166.53
|
Buy
|
39 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
703.56
|
Buy
|
164 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
315.24
|
Buy
|
74 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
16,375.28
|
Buy
|
3,826 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
682.11
|
Buy
|
159 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,810.20
|
Buy
|
420 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
691.74
|
Buy
|
162 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,205.49
|
Buy
|
281 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
8,815.32
|
Buy
|
2,084 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
753.28
|
Buy
|
176 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
4,916.34
|
Buy
|
1,146 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
741.24
|
Buy
|
174 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
8,241.10
|
Buy
|
1,930 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,853.24
|
Buy
|
433 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,840.40
|
Buy
|
430 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
4,873.44
|
Buy
|
1,144 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
572.85
|
Buy
|
134 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
1,358.80
|
Buy
|
316 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/14/2016
|
5,319.60
|
Buy
|
1,240 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/14/2016
|
4,208.01
|
Buy
|
981 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/14/2016
|
42,067.21
|
Buy
|
9,823 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/14/2016
|
1,089.67
|
Buy
|
255 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/14/2016
|
1,185.31
|
Buy
|
277 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
212.00
|
Buy
|
50 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
6,127.68
|
Buy
|
1,473 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
130.51
|
Buy
|
31 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
1,518.40
|
Buy
|
365 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
1,053.36
|
Buy
|
252 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
1,286.50
|
Buy
|
310 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
1,321.89
|
Buy
|
317 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
2,975.10
|
Buy
|
705 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
1,506.45
|
Buy
|
363 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
4,305.60
|
Buy
|
1,035 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
677.32
|
Buy
|
164 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
1,655.28
|
Buy
|
396 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
647.40
|
Buy
|
156 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
4,884.55
|
Buy
|
1,177 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/15/2016
|
6,716.57
|
Buy
|
1,603 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/15/2016
|
3,246.70
|
Buy
|
783 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/15/2016
|
10,543.00
|
Buy
|
2,529 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
457.65
|
Buy
|
113 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
65,061.50
|
Buy
|
16,025 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
16,373.61
|
Buy
|
4,023 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,233.21
|
Buy
|
303 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,978.02
|
Buy
|
486 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,112.64
|
Buy
|
1,008 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
630.85
|
Buy
|
155 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
591.60
|
Buy
|
145 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
8,128.12
|
Buy
|
2,002 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
5,044.42
|
Buy
|
1,244 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
3,667.07
|
Buy
|
901 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
345.95
|
Buy
|
85 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,352.10
|
Buy
|
1,068 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
2,882.09
|
Buy
|
709 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
7,618.05
|
Buy
|
1,881 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,473.34
|
Buy
|
362 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
3,786.80
|
Buy
|
927 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
5,405.44
|
Buy
|
1,312 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,028.16
|
Buy
|
252 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,232.16
|
Buy
|
302 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
8,290.59
|
Buy
|
2,037 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,754.70
|
Buy
|
1,174 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,769.17
|
Buy
|
439 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
2,596.05
|
Buy
|
641 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,005.45
|
Buy
|
989 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,916.70
|
Buy
|
1,214 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
2,832.72
|
Buy
|
696 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
3,382.52
|
Buy
|
821 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
237.80
|
Buy
|
58 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
3,982.86
|
Buy
|
981 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,374.96
|
Buy
|
337 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,704.24
|
Buy
|
1,153 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,265.77
|
Buy
|
311 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
816.00
|
Buy
|
200 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
10,622.70
|
Buy
|
2,610 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
17,876.70
|
Buy
|
4,414 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,472.93
|
Buy
|
1,099 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
2,713.20
|
Buy
|
665 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
15,750.90
|
Buy
|
3,870 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
697.68
|
Buy
|
171 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,383.39
|
Buy
|
1,077 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
3,089.66
|
Buy
|
761 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
30,489.84
|
Buy
|
7,473 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
2,313.36
|
Buy
|
567 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,258.60
|
Buy
|
310 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,305.15
|
Buy
|
1,063 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
554.85
|
Buy
|
137 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,852.12
|
Buy
|
1,204 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
2,161.17
|
Buy
|
531 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,002.82
|
Buy
|
247 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,339.80
|
Buy
|
330 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
751.10
|
Buy
|
185 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
170.94
|
Buy
|
42 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
227.92
|
Buy
|
56 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
4,818.88
|
Buy
|
1,184 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
694.26
|
Buy
|
171 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
449.90
|
Buy
|
110 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
1,991.01
|
Buy
|
491 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/16/2016
|
204,845.90
|
Buy
|
50,281 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/16/2016
|
1,697.28
|
Buy
|
416 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/16/2016
|
1,865.34
|
Buy
|
460 Ordinary Shares
|
|
Morgan Stanley & Co. International plc
|
3/16/2016
|
N/A
|
Collateral
Received
|
83,828 Ordinary Shares
|
|
Morgan Stanley Australia Securities Limited
|
3/17/2016
|
9,318.72
|
Buy
|
2,284 Ordinary Shares
|
|
|