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Pacific American Coal Limited
AUSTRALIA PAK.AX 0,01 AU$ -41,18%

16.12.2016 Change in substantial holding HFT Nominees

Publié le 04 janvier 2017

Class of securities (4)

Previous notice

Present notice

Person's votes

Voting power (5)

Person's votes

Voting power (5)

Fully Paid Ordinary Shares

16,279,224

11.44%

16,745,380

10.32%

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ACN/ARSN

1. Details of substantial holder(1)

Name

ACN/ARSN (if applicable)

Pacific American Coal Limited

127 131 604

H. F. T. Nominees Pty. Ltd.

059 808 874

There was a change in the interests of the substantial

holder on 14 December 2016

The previous notice was given to the company on 3 August 2016 The previous notice was dated 2 August 2016

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate

(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date of change

Person whose relevant interest changed

Nature of change (6)

Consideration given in relation to change (7)

Class and number of securities affected

Person's votes affected

14 December

2016

HFT Nominees Pty Ltd

Dilution arising from issue on 14 December 2016 of 19,533,847 shares to third parties for Entitlement Offer and Placement

Nil

Nil

Nil

14 December

2016

HFT Nominees Pty Ltd

Issue on 14 December 2016 of shares for Entitlement Offer.

$0.10 each

466,156 ordinary fully paid shares.

466,156

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest

Registered holder of securities

Person entitled to be registered as holder (8)

Nature of relevant interest (6)

Class and number of securities

Person's

votes

HFT Nominees Pty Ltd

HFT Nominees Pty Ltd

HFT Nominees Pty Ltd

Direct registered holding

3,599,547 ordinary fully paid shares.

3,599,547

HFT Nominees Pty Ltd

HFT Nominees Pty Ltd

HFT Nominees Pty Ltd

Direct registered holding

583,333 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16

February 2015.

583,333

International Pacific Securities Limited

International Pacific Securities Limited

International Pacific Securities Limited

Relevant interest under sections 608 (1)

and 608 (2) of the Corporations Act 2001 (Cth)

12,416,666 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16

February 2015.

12,416,666

International Pacific Securities Limited

International Pacific Securities Limited

International Pacific Securities Limited

30,000 ordinary fully paid shares.

30,000

IPS Nominees Limited

IPS Nominees Limited

IPS Nominees Limited

83,334 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16

February 2015.

83,334

Geoffrey Guild Hill

Geoffrey Guild Hill

Geoffrey Guild Hill

32,500 ordinary fully paid shares.

32,500

Name

Address

HFT Nominees Pty Ltd

PO Box 234, South Hurstville NSW 2221

International Pacific Securities Limited

PO Box 234, South Hurstville NSW 2221

Geoffrey Guild Hill

PO Box 234, South Hurstville NSW 2221

IPS Nominees Limited

PO Box 234, South Hurstville NSW 2221

Name and ACN/ARSN (if applicable)

Nature of association

  1. Changes in association

  2. Addresses

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

The addresses of persons named in this form are:

Signature

print name

sign here

Stephen Lau capacity Secretary

date 16 December 2016

DIRECTIONS

  1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  2. See the definition of "associate" in section 9 of the Corporations Act 2001 (Clth).

  3. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001 (Clth).

  4. The voting shares of a company constitute one class unless divided into separate classes.

  5. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  6. Include details of:

  7. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  8. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

    See the definition of "relevant agreement" in section 9 of the Corporations Act 2001 (Clth).

  9. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  10. If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

  11. Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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