Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
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To Company Name/Scheme ACN/ARSN
1. Details of substantial holder(1)
Name
ACN/ARSN (if applicable)
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Pacific American Coal Limited
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127 131 604
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H. F. T. Nominees Pty. Ltd.
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059 808 874
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There was a change in the interests of the substantial
holder on 14 December 2016
The previous notice was given to the company on 3 August 2016 The previous notice was dated 2 August 2016
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
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Date of change
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Person whose relevant interest changed
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Nature of change (6)
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Consideration given in relation to change (7)
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Class and number of securities affected
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Person's votes affected
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14 December
2016
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HFT Nominees Pty Ltd
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Dilution arising from issue on 14 December 2016 of 19,533,847 shares to third parties for Entitlement Offer and Placement
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Nil
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Nil
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Nil
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14 December
2016
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HFT Nominees Pty Ltd
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Issue on 14 December 2016 of shares for Entitlement Offer.
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$0.10 each
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466,156 ordinary fully paid shares.
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466,156
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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Holder of relevant interest
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Registered holder of securities
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Person entitled to be registered as holder (8)
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Nature of relevant interest (6)
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Class and number of securities
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Person's
votes
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HFT Nominees Pty Ltd
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HFT Nominees Pty Ltd
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HFT Nominees Pty Ltd
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Direct registered holding
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3,599,547 ordinary fully paid shares.
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3,599,547
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HFT Nominees Pty Ltd
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HFT Nominees Pty Ltd
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HFT Nominees Pty Ltd
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Direct registered holding
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583,333 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16
February 2015.
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583,333
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International Pacific Securities Limited
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International Pacific Securities Limited
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International Pacific Securities Limited
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Relevant interest under sections 608 (1)
and 608 (2) of the Corporations Act 2001 (Cth)
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12,416,666 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16
February 2015.
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12,416,666
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International Pacific Securities Limited
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International Pacific Securities Limited
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International Pacific Securities Limited
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30,000 ordinary fully paid shares.
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30,000
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IPS Nominees Limited
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IPS Nominees Limited
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IPS Nominees Limited
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83,334 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16
February 2015.
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83,334
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Geoffrey Guild Hill
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Geoffrey Guild Hill
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Geoffrey Guild Hill
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32,500 ordinary fully paid shares.
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32,500
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