Microsoft Word - 20151009 Appendix 3B - Issue 1,238,095 Shares salary and d-fee sacrifice _current_.docx
Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Aquarius Platinum Limited
ABN
ARBN 087 577 893
We (the entity) give ASX the following information.
Part 1 ‐ All issues
You must complete the relevant sections (attach sheets if there is not enough space).
Fully paid shares in Aquarius Platinum Limited
1 +Class of +securities issued or to be issued
1,238,095 shares
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Number of +securities issued or to be issued (if known) or maximum number which may be issued
Shares issued will rank equally with current fully paid shares in the Company
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Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid
+securities, the amount
outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
Yes
Shares issued rank equally with the existing fully paid shares in the Company in all respects from the allotment date.
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Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
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the date from which they do
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the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
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the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
(a) 471,008 ‐ US$0.35 per share (b) 767,087 - US$0.1085 per share
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Issue price or consideration
The shares were issued in lieu of cash salary and directors fees as approved by shareholders on 29 November 2013 and 28 November 2014.
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Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
9 October 2015
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Number
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+Class
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1,508,344,873
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Fully paid common shares.
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Dates of entering +securities into uncertificated holdings or despatch of certificates
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Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable)
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Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable)
Whilst the Company does not have a Dividend Policy, this matter is reviewed constantly by the Board of Directors.
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Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 ‐ Bonus issue or pro rata issue
Not applicable
Part 3 ‐ Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities (tick one)
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Securities described in Part 1
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All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a) Additional securities forming a new class of securities Not applicable
Entities that have ticked box 34(b)
Not applicable
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
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The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
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There is no reason why those +securities should not be granted +quotation.
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An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
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Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no‐one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
+securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
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We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
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We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
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Sign here:
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............................................................
Company Secretary
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Date:
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Print name:
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Willi Boehm
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