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Northern Star Resources Ltd
BERLIN NS7.BE 10,71 €UR 28,86%
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Change in substantial holding

Publié le 12 janvier 2016

fda540bf-3c91-4c4d-96f0-42f4f1d10b31.pdf

Classof securities(4)

Previousnotice

Present notice

Person's votes

Votingpower (5)

Person's votes

Votingpower (5)

Date of

Person whose

Nature of

Consideration

Classand

Person's votes

change

relevant interest

change(6)

givenin relation

number of

affected

changed

to change(7)

securities

affected

Holder of relevant interest

Registered holder of securities

Personentitled to be registered asholder(8)

Nature of relevant interest (6)

Classand number of securities

Person's votes

604 page 1/2 15July 2001


Form604

CorporationsAct 2001 Section 671B


Notice of change of interests of substantial holder


To CompanyName/Scheme ACN/ARSN


1. Details of substantial holder(1)


Name

ACN/ARSN (if applicable)


There wasa changein the interests of the

substantial holder on / /

Thepreviousnoticewasgivento thecompanyon / / Thepreviousnoticewasdated / /


  1. Previous and present voting power

  2. Changes in relevant interests

  3. Present relevant interests


Thetotal number of votesattachedtoall thevotingsharesin thecompanyor votinginterests in thescheme that thesubstanti al holder or anassociate(2)hada relevant interest (3) inwhenlast required, andwhennow required, togiveasubstantial holdingnoticeto thecompanyor scheme, areasfollows:



Particularsof eachchangein, or changein thenatureof, arelevant interest of thesubstantial holder or anassociate invo tingsecuritiesof thecompanyor scheme, sincethe substantial holder waslast requiredtogiveasubstantial holdingnoticeto thecompanyor schemeareasfollows:



Particularsof eachrelevant interest of thesubstantial holder invotingsecuritiesafter thechangeareasfollows:

604 page 2/2 15July 2001


  1. Changes in association

    Thepersonswhohavebecomeassociates(2)of, ceasedtobeassociatesof, or havechangedthenatureof their association(9) with, thesubstantial holder in relationtovoting interests in thecompanyor schemeareasfollows:


    Name andACN/ARSN (if applicable)

    Nature of association


  2. Addresses

Theaddressesof personsnamedin this formareasfollows:


Name

Address


Signature


print name

capacity

sign here


date


/


/

* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

DIRECTIONS


  1. If there area number of substantial holders withsimilaror relatedrelevant interests (eg. a corporationandits relatedc orporations, or themanager andtrusteeof an equity trust), thenamescouldbeincludedinanannexure to theform. If therelevant interestsof agroupof personsareess entiallysimilar, theymaybereferredto throughout the formasa specifically namedgroupif themembership of eachgroup, with thenamesandaddressesof members isc learly set out in paragraph6 of the form.


  2. See thedefinitionof "associate" in section9 of theCorporationsAct 2001.


  3. See thedefinitionof "relevant interest" in sections608and671B(7)of theCorporationsAct 2001.


  4. Thevotingsharesof acompanyconstituteoneclassunlessdividedintoseparateclasses.


  5. Theperson'svotesdividedbythetotal votesin thebodycorporateor schememultipliedby100.


  6. Includedetailsof:

  7. anyrelevant agreement orother circumstancesbecauseof which thechangein relevant interest occurred. If subsection671B (4)applies, a copyof any document settingout the termsof anyrelevant agreement, anda statement by thepersongiving full andaccurate details of any contract, scheme or arrangement, must accompanythis form, together witha writtenstatement certifyingthiscontract, schemeor arrangement; and


  8. anyqualificationof thepower of apersontoexercise, control theexerciseof, or influencetheexerciseof, thevotingpo wersor disposal of thesecuritiesto whichtherelevant interest relates(indicatingclearly theparticular securitiestowhichthequalificationapplies).

    See thedefinitionof "relevant agreement" in section9 of theCorporationsAct 2001.


  9. Detailsof theconsiderationmust includeanyandall benefits,moneyandother, that anypersonfromwhoma relevant intere st wasacquiredhas, ormay, becom`e entitledto receivein relationto that acquisition. Detailsmust beincludedevenif thebenefit isconditional onthehappen ingor not of acontingency. Detailsmust be includedof anybenefit paidonbehalf of thesubstantial holder or itsassociate inrelationto theacquisitions, evenif they arenot paiddirectly to thepersonfromwhom therelevant interest wasacquired.


  10. If thesubstantial holder isunable todeterminetheidentityof theperson(eg. if therelevant interest arisesbecauseof anoption)write "unknown".


  11. Givedetails, if appropriate, of thepresent associationandanychangein that associationsincethelast substantial holdi ngnotice.

  12. Annexure A


    This is Annexure A of 6 pages referred to in form 604 Notice of change of interests of substantial shareholder



    Kayla McGrory, Authorised Signatory

    12-Jan-16

    Date



    5. Consideration


    NORTHERN STAR RESOURCES LTD (NST)

    Date of Change Person whose relevant interest

    changed

    Nature of change (6) / Consideration given in relation to change (7)


    Class and number of securities affected

    Person's votes affected


    05-Oct-15

    BlackRock Asset Management North Asia Limited

    collateral transfer

    n/a

    ord

    955,578

    955,578

    06-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    2.80

    ord

    3,761

    3,761

    06-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt buy

    2.78

    ord

    27,442

    27,442

    07-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    2.88

    ord

    -49,221

    -49,221

    07-Oct-15

    BlackRock Institutional Trust Company, National Association

    on mkt sell

    2.88

    ord

    -31,513

    -31,513

    07-Oct-15

    BlackRock Institutional Trust Company, National Association

    on mkt sell

    2.88

    ord

    -67,813

    -67,813

    07-Oct-15

    BlackRock Advisors, LLC

    on mkt sell

    2.88

    ord

    -31,050

    -31,050

    07-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    2.88

    ord

    -11,321

    -11,321

    07-Oct-15

    BlackRock Asset Management North Asia Limited

    collateral transfer

    n/a

    ord

    192,800

    192,800

    08-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    2.86

    ord

    22,566

    22,566

    08-Oct-15

    BlackRock Asset Management North Asia Limited

    collateral transfer

    n/a

    ord

    155,000

    155,000

    09-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    2.87

    ord

    -84,409

    -84,409

    09-Oct-15

    BlackRock Institutional Trust Company, National Association

    on mkt sell

    2.87

    ord

    -35,332

    -35,332

    09-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt buy

    2.91

    ord

    1,998

    1,998

    09-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    2.87

    ord

    -4,874

    -4,874

    13-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt buy

    2.90

    ord

    3,958

    3,958

    13-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    2.90

    ord

    -104,084

    -104,084

    13-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt buy

    2.90

    ord

    32,177

    32,177

    13-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt buy

    2.90

    ord

    2,533

    2,533

    13-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    2.90

    ord

    -7,161

    -7,161

    14-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    2.98

    ord

    26,327

    26,327

    15-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.17

    ord

    -5,992

    -5,992

    15-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    3.15

    ord

    18,805

    18,805

    15-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    3.18

    ord

    18,805

    18,805

    15-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.17

    ord

    -23,849

    -23,849

    15-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.17

    ord

    -43,692

    -43,692

    15-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.17

    ord

    -4,368

    -4,368

    15-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.17

    ord

    -1,957

    -1,957

    19-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.04

    ord

    -11,099

    -11,099

    19-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.04

    ord

    -4,309

    -4,309

    20-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    2.93

    ord

    3,761

    3,761

    21-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -6,790

    -6,790



    NST page 1 of 6


    Date of Change Person whose relevant interest

    changed


    Nature of change (6) / Consideration given in relation to change (7)


    Class and number of securities affected


    Person's votes affected


    21-Oct-15

    BlackRock (Isle of Man) Limited

    on mkt sell

    3.14

    ord

    -30,135

    -30,135

    21-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.14

    ord

    -13,315

    -13,315

    21-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.14

    ord

    -1,205,393

    -1,205,393

    21-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.14

    ord

    -385,726

    -385,726

    21-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.14

    ord

    -452,021

    -452,021

    21-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    3.14

    ord

    63,937

    63,937

    21-Oct-15

    BlackRock (Singapore) Limited

    on mkt sell

    3.14

    ord

    -6,027

    -6,027

    21-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -41,345

    -41,345

    21-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -51,648

    -51,648

    21-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -3,928

    -3,928

    21-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.14

    ord

    -7,383

    -7,383

    21-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -1,004

    -1,004

    21-Oct-15

    BlackRock Asset Management North Asia Limited

    collateral transfer

    n/a

    ord

    -1,269,915

    -1,269,915

    22-Oct-15

    BlackRock (Isle of Man) Limited

    on mkt sell

    3.05

    ord

    -14,277

    -14,277

    22-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.05

    ord

    -6,309

    -6,309

    22-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.05

    ord

    -571,080

    -571,080

    22-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.05

    ord

    -182,745

    -182,745

    22-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.05

    ord

    -214,156

    -214,156

    22-Oct-15

    BlackRock Advisors (UK) Limited

    on mkt buy

    3.06

    ord

    7,522

    7,522

    22-Oct-15

    BlackRock (Singapore) Limited

    on mkt sell

    3.05

    ord

    -2,855

    -2,855

    22-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.05

    ord

    -3,498

    -3,498

    22-Oct-15

    BlackRock Fund Advisors

    on mkt buy

    3.06

    ord

    24,750

    24,750

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -9,121

    -9,121

    23-Oct-15

    BlackRock (Isle of Man) Limited

    on mkt sell

    3.13

    ord

    -5,588

    -5,588

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -2,469

    -2,469

    23-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.13

    ord

    -223,527

    -223,527

    23-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.13

    ord

    -71,529

    -71,529

    23-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.13

    ord

    -83,823

    -83,823

    23-Oct-15

    BlackRock (Singapore) Limited

    on mkt sell

    3.13

    ord

    -1,118

    -1,118

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -27,265

    -27,265

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -57,593

    -57,593

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -6,725

    -6,725

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt buy

    3.13

    ord

    3,330

    3,330

    23-Oct-15

    BlackRock Fund Advisors

    on mkt buy

    3.14

    ord

    35,784

    35,784

    23-Oct-15

    BlackRock Investment Management (UK) Limited

    on mkt sell

    3.13

    ord

    -1,369

    -1,369

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -2,242

    -2,242

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -18,640

    -18,640

    23-Oct-15

    BlackRock Investment Management (Australia) Limited

    on mkt sell

    3.13

    ord

    -3,258

    -3,258

    26-Oct-15

    BlackRock Fund Advisors

    on mkt buy

    3.19

    ord

    272

    272

    26-Oct-15

    BlackRock Asset Management North Asia Limited

    collateral transfer

    n/a

    ord

    17,778

    17,778


    NST page 2 of 6

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