3fec30a1-c9e8-43c0-84f6-292b477da39c.pdf
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.1gA.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amend ed 01/01/11
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Name of entity Aquarius Platinum Limited
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ABN 087 577 893
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We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Mr G E Haslam
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Date of last notice
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6 January 2016
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Part 1 • Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest
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Direct
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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-
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Date of change
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1April 2016
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No. of securities held prior to change
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283,045
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Class
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Common shares
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Number acquired
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30,839
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Number disposed
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-
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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US$0.1824
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No. of securities held after change
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313,884
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend rei nvestment plan, participation in buy-back
Shares issued in lieu of Directors Fees awarded in accordance with the Company's Directors and Employee's Share Plan as approved by shareholders on 29 November 2013
Part 2 - Change of director's interests in contracts
Note: In the case of a com pany, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed i n this part.
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Detail of contract
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Agreement between the Company and Mr Haslam to acquire shares in lieu of 25% of Director's Fees over the 36 month period commencing 1 January 2014, as approved by shareholders on 29 November 2013.
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Nature of interest
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Right to acquire shares on a quarterly basis in lieu of Director's fees over the 36 month period commencing 1 January 2014. The number of shares acquired will be determined by dividing 25% of the Director's fees accruing to Mr Haslam for the preceding quarter by the simple average of the Company's share price over that same quarter.
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Name of registered holder (if issued securities)
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Securities to be issued in the name of Mr Haslam
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Date of change
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N/A
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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N/A
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Interest acquired
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N/A
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Interest disposed
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N/A
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Value/Consi deration
Note: If consideration is non-cash, provide details and an estimated valuation
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N/A
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Interest after change
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N/A
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Part 3 - +closed period
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Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
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In accordance with the Aquarius Platinum Limited Securities Trading Policy, restrictions do not apply to participation in an employee share plan.
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
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If prior written clearance was provided, on what date was this provided?
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Aquarius Platinum Limited
BN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Mr Jean Nel
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Date of last notice
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6 January 2016
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Part 1• Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
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Direct
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
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-
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Date of change
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1April 2016
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No. of securities held prior to change
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7,466,547
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Class
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Common shares
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Number acquired
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331,504
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Number disposed
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-
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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US$0.35
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No. of securities held after change
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7,798,051
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+ See chapter 19 for defined terms.
01/01/20n Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Shares issued in lieu of cash salary as approved by shareholders on 29 November 2013
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Detail of contract
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Agreement between the Company and Mr Nel to acquire shares in lieu of salary and cash bonuses over the 36 month period commencing 1 July 2013, as approved by shareholders on 29 November 2013.
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Nature of interest
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Right to acquire shares in lieu of salary and cash bonuses over the 36 month period commencing 1July
2013.
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Name of registered holder (if issued securities)
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Securities to be issued in the name of Mr Jean Nel.
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Date of change
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N/A
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
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N/A
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Interest acquired
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N/A
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Interest disposed
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N/A
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Value/Considerati on
Note: If consideration is non-cash, provide details and an estimated valuation
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N/A
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Interest after change
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N/A
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Part 3 - +closed period
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Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
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In accordance with the Aquarius Platinum Limited Securities Trading Policy, restrictions do not apply to participation in an employee share plan.
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
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If prior written clearance was provided, on what date was this provided?
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011