Change of Director's Interest
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Carbon Energy Limited
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ABN 56 057 552 137
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We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
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Morné Engelbrecht
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Date of last notice
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3 July 2015
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
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Direct
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Not applicable
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Date of change
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-
N/A
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N/A
(3) 30 June 2016
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No. of securities held prior to change
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-
4,546,109 Ordinary Shares
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355,093 Listed Options
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44,062,774 Unlisted Options
Total: 48,963,976
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Class
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-
Ordinary
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Listed Options
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Unlisted Options
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Number acquired
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-
Nil
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Nil
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Nil
Total: Nil
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Number disposed
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-
Nil
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Nil
(6) 34,947,333
Total: 34,947,333
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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-
N/A
-
N/A
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N/A
Total: N/A
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No. of securities held after change
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-
4,546,109 Ordinary Shares
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355,093 Listed Options
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9,115,441 Unlisted Options
Total: 14,016,643
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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-
N/A
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N/A
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Lapse of 33,333,333 unlisted options on 30 June 2016 when the relevant share price performance hurdle for the 2015 financial year was not achieved. Expiry of 1,614,000 unlisted options.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
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Nil
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Nature of interest
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Not applicable
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Name of registered holder (if issued securities)
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Not applicable
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Date of change
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Not applicable
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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Not applicable
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Interest acquired
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Not applicable
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Interest disposed
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Not applicable
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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Not applicable
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Interest after change
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Not applicable
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Part 3 - +Closed period
Appendix 3Y Change of Director's Interest Notice
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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Not applicable
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If prior written clearance was provided, on what date was this provided?
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Not applicable
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7 July 2016
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3