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General Mining Corporation Limited
AUSTRALIA GMM.AX 0,66 AU$ 156,86%

29 May 2016 - Bid Implementation Agreement

Publié le 30 mai 2016

de73225f-7da6-4a0d-a6a8-ab9dfa4e905f.pdf

GALAXY RESOURCES LIMITED ACN 071 976 442

(Galaxy) and

GENERAL MINING CORPORATION LIMITED ACN 125 721 075

(General Mining)

BID IMPLEMENTATION AGR EEMENT

T A B L E O F C O NT E NT S

  1. DEFINITIONS AND INTERPRETATION 4

  2. Definitions 4

    1 .2 Interpretation 1 1

  3. Next day 12

  4. Next Business Day 12

  5. Headings 12

  6. CO-OPERATION 12

  7. General obligations 12

  8. No independent expert required 13

  9. Access to people and information 13

  10. Implementation obligations of General Mining 14

  11. Appointment of directors 14

  12. THE OFFER 15

  13. Offer by Galaxy 15

  14. Consideration 15

  15. Fractional entitlements 15

  16. Foreign General Mining Shareholders 15

  17. Conditions of the Offer 15

  18. Offer Period 16

  19. Variation 1 6

  20. OTHER SECURITIES 16

  21. General Mining Options 16

  22. Extension of Takeover Bid 1 6

  23. DOCUMENTATION AND GENERAL MINING BOARD RECOMMENDATION 16

  24. Galaxy's obligations to prepare documentation 16

  25. General Mining's obligations to prepare documentation 1 7

  26. Provision of Information 1 7

  27. Directors ' recommendations 17

  28. Joint Despatch 18

  29. Timetable 18

  30. Consent to early dispatch of Bidder 's Statement 18

  31. CONDUCT OF BUSINESS 18

  32. Overview 18

  33. Specific obligations 19

  34. Prohibited actions 19

  35. Financial accommodation 20

  36. EXCLUSIVITY 20

  37. No existing discussions 20

  38. No-shop 20

  39. No-talk 21

  40. Notice of approach 21

  41. Notification and Matching Offer 22

  42. Exceptions to no-talk 22

  43. Compliance with law 23

  44. Legal advice 23

  45. REIMBURSEMENT OF COSTS 23

    Project Brisbane - BIA - (Execution Version) 26 5 16

  46. Rationale 23

  47. Payment of Compensating Amount by General Mining 24

  48. Payment of Compensating Amount by Galaxy 25

  49. Payment 25

  50. Exclusive Remedy 25

  51. Compliance with law 25

  52. Survival 26

    1. WARR ANTIES 26

    2. Galaxy Warranties 26

    3. Galaxy indemnity 27

    4. General Mining Warranties 27

    5. General Mining indemnity 29

      1. TERMINATION 29

      2. Termination rights 29

      3. Termination by Galaxy 29

      4. Termination by General Mining 30

      5. Effect of termination 30

      6. ANNOUNCEMENT OF TAKEOVER BID 30

      7. 1 1 .l Public announcement of Takeover Bid 30

        1 1 .2 Required Disclosure 30

        1 1 .3 Other Announcements 30

        1. CONFIDENTIAL INFORMATION OBLIGATIONS 31

        2. l Disclosure of Galaxy Confidential Information 31

        3. Use of Galaxy's Confidential Information 31

        4. Disclosure of General Mining Confidential Information 31

        5. Use of General Mining Confidential Information 31

        6. Disclosure by recipient of Confidential Information 31

        7. Excluded Information 32

        8. Return of Confidential Information 32

        9. Termination 32

        10. Termination of existing Confidentiality Agreement. 32

        11. NOTICES AND OTHER COMMUNICATIONS 32

        12. l Notices in writing 32

          1. Details 32

          2. Change of Address 33

          3. Receipt of notice 33

          14. GOODS AND SERVICES TAX (GST) 33

          14. l Consideration does not include GST. 33

          1. Recovery of GST 33

          2. Time of payment 33

          3. Adjustment of additional amount 33

          4. Reimbursement 34

          5. Survival 34

          1. MISCELLANEOUS 34

          2. Discretion in exercising rights 34

          3. Partial exercising of rights 34

          4. No liability for loss 34

          5. Approvals and consents 34

          6. Conflict of interest 34

            Project Brisbone - BIA - (Execution Version) 26 5 16 2

          7. Remedies cumulative 34

          8. Variation and waiver 34

          9. No merger. 34

          10. Indemnities 35

          11. Further steps 35

          12. 15. 1 1 Construction 35

            1. Costs 35

            2. Stamp duty 35

            3. Assignment 35

            4. No representation or reliance 35

            5. Governing law 36

            6. Counterparts 36

            7. Knowledge and belief 36

            SCHEDULE 1 - TIMETABLE 37

            SCHEDULE 2 - CONDITIONS TO THE OFFER 38

            SCHEDULE 3 - GALAXY PRESCRIBED OCCURRENCES 41

            SCHEDULE 4 - GENERAL MINING PRESCRIBED OCCURRENCES 44

            SCHEDULE 5 - GENERAL MINING SECURITIES 46

            SCHEDULE 6 - GALAXY SECURITIES 47

            SCHEDULE 7 - ANNOUNCEMENT 48

            Project Brisbane - BIA - [Execution Version) 26 5 16 3

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