fa45d9b2f18a8eacd19a91.pdf
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
`Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
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Name of entity Auroch Minerals NL
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ABN 91 148 966 545
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We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Glenn Ross Whiddon
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Date of last notice
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1 May 2015
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of 'notifiable interest of a director' should be disclosed in this part.
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Direct or indirect interest
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Direct and Indirect
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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As shown below
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Date of change
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23 October 2015
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No. of securities held prior to change Direct
Indirect
Corporate Governance only
Corporate Governance only
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260,000 fully paid ordinary
Getmeoutofhere Pty Ltd 40,000 fully paid ordinary 1,000,000 partly paid ordinary
6466 Investments Pty Ltd 4,708,333 fully paid ordinary
MIMO Strategies Pty Ltd 500,000 fully paid ordinary 2,000,000 partly paid ordinary
* Glenn Whiddon has no relevant interest in the shares held by MIMO Strategies Pty Ltd or 6466 Investments Pty Ltd. Jane Whiddon is the controller of this entity. They are only included in this notice for good corporate governance purposes.
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+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Class
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-
Ordinary
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Options
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Convertible Notes
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Number acquired
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1. 1,912,464
2. 956,232
3. 375,000
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Number disposed
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N/A
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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1. 7.84¢
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N/A - Attaching Options
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N/A
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No. of securities held after change Direct
Indirect
Corporate Governance only
Corporate Governance only
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1,534,976 fully paid ordinary 375,000 Convertible Notes
637,488 options exercisable at $0.08 on or before 31 December 2018
Getmeoutofhere Pty Ltd 40,000 fully paid ordinary 1,000,000 partly paid ordinary
6466 Investments Pty Ltd 4,708,333 fully paid ordinary
MIMO Strategies Pty Ltd 1,137,488 fully paid ordinary 2,000,000 partly paid ordinary
318,744 options exercisable at $0.08 on or before 31 December 2018
* Glenn Whiddon has no relevant interest in the shares held by MIMO Strategies Pty Ltd or 6466 Investments Pty Ltd. Jane Whiddon is the controller of this entity. They are only included in this notice for good corporate governance purposes.
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Conversion of debt to equity following shareholder approval obtained 15 October 2015
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of 'notifiable interest of a director' should be disclosed in this part.
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Detail of contract
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N/A
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Nature of interest
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 11/3/2002
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Name of registered holder (if issued securities)
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N/A
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Date of change
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N/A
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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N/A
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Interest acquired
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N/A
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Interest disposed
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N/A
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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N/A
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Interest after change
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N/A
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Part 3 - Closed period
Appendix 3Y Change of Director's Interest Notice
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Were the interests in the securities or contracts detailed above traded during a closed period where prior written clearance was required?
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No.
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
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If prior written clearance was provided, on what date was it provided?
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N/A
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+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 3
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
`Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
|
Name of entity Auroch Minerals NL
|
|
ABN 91 148 966 545
|
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Matthew Foy
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Date of last notice
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3 December 2014
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of 'notifiable interest of a director' should be disclosed in this part.
|
Direct or indirect interest
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Direct
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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N/A
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Date of change
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23 October 2015
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No. of securities held prior to change Indirect
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+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Class
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Ordinary
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Number acquired
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175,000
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Number disposed
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N/A
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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Shares issued in lieu of fees following shareholder approval obtained 15 October 2015
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No. of securities held after change Direct
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175,000 fully paid ordinary
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Issued following shareholder approval.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of 'notifiable interest of a director' should be disclosed in this part.
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Detail of contract
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N/A
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Nature of interest
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N/A
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Name of registered holder (if issued securities)
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N/A
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Date of change
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 11/3/2002
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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N/A
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Interest acquired
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N/A
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Interest disposed
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N/A
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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N/A
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Interest after change
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N/A
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Part 3 - Closed period
Appendix 3Y Change of Director's Interest Notice
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Were the interests in the securities or contracts detailed above traded during a closed period where prior written clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
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If prior written clearance was provided, on what date was it provided?
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N/A
|
+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 3
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
`Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
|
Name of entity Auroch Minerals NL
|
|
ABN 91 148 966 545
|
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Nicholas Ong
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Date of last notice
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3 June 2014
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of 'notifiable interest of a director' should be disclosed in this part.
|
Direct or indirect interest
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Indirect
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Tow Loy Sun
(beneficiary)
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Date of change
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16 October 2015
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No. of securities held prior to change Indirect
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100,000 fully paid ordinary 100,000 partly paid ordinary
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+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Class
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Ordinary
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Number acquired
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N/A
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Number disposed
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20,000
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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9.1¢
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No. of securities held after change Direct
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80,000 fully paid ordinary 100,000 partly paid ordinary
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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On-market trade
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of 'notifiable interest of a director' should be disclosed in this part.
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Detail of contract
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N/A
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Nature of interest
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N/A
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Name of registered holder (if issued securities)
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N/A
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Date of change
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 11/3/2002
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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N/A
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Interest acquired
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N/A
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Interest disposed
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N/A
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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N/A
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Interest after change
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N/A
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Part 3 - Closed period
Appendix 3Y Change of Director's Interest Notice
|
Were the interests in the securities or contracts detailed above traded during a closed period where prior written clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
|
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If prior written clearance was provided, on what date was it provided?
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N/A
|
+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 3