Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
|
Name of entity AVALON MINERALS LIMITED
|
|
ABN 68 123 184 412
|
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Malcolm Norris
|
|
Date of last notice
|
26 May 2016
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Direct and Indirect
|
|
Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Indirect
|
|
Date of change
|
23 August 2016 (shares & performance rights) 29 August 2016 (Options)
|
|
No. of securities held prior to change
|
6,875,872 shares
Direct - 3,292,497;
Indirect - 3,583,375. (2,983,375 MN
Investment Fund P/L; 600,000 Wendy Anne Collins)
1,994,000 Performance Rights (Direct) 4,000,000 Options (Direct)
|
|
Class
|
Ordinary shares Quoted Options Performance Rights
|
|
Number acquired
|
625,000 shares (Direct)
625,000 Options (Direct)
2,089,000 Performance Rights (Direct)
|
|
Number disposed
|
nil
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$0.016 per share
Options exercisable at $0.03
|
|
No. of securities held after change
|
7,500,872 shares
Direct - 3,917,497;
Indirect - 3,583,375.
4,083,000 Performance Rights (Direct) 4,000,000 unlisted options (Direct) 625,000 Quoted Options (Direct)
|
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Participation in Placement of shares and options, and Performance Rights granted under the Company's Employee Performance Rights Plan as approved by shareholders at General Meeting dated 23 August 2016
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
|
Name of registered holder (if issued securities)
|
|
Date of change
|
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
|
Interest acquired
|
|
Interest disposed
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
|
Interest after change
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
n/a
|
|
If prior written clearance was provided, on what date was this provided?
|
n/a
|
Date of Notification: 29 August 2016
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
|
Name of entity AVALON MINERALS LIMITED
|
|
ABN 68 123 184 412
|
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Graham Ascough
|
|
Date of last notice
|
26 May 2016
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Indirect
|
|
Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
GL & PL Ascough Director is both a trustee and a beneficiary
|
|
Date of change
|
23 August 2016 (Shares)
29 August 2016 (Options)
|
|
No. of securities held prior to change
|
5,193,813 shares
|
|
Class
|
Ordinary Shares Quoted Options
|
|
Number acquired
|
937,500 Ordinary Shares
937,500 Quoted Options
|
|
Number disposed
|
nil
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$0.016 per share
Exercise price of options $0.03
|
|
No. of securities held after change
|
6,131,313 shares
937,500 Quoted Options
|
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Participation in Placement of shares and options as approved by shareholders at General Meeting dated 23 August 2016
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
|
Name of registered holder (if issued securities)
|
|
Date of change
|
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
|
Interest acquired
|
|
Interest disposed
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
|
Interest after change
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
n/a
|
|
If prior written clearance was provided, on what date was this provided?
|
n/a
|
Date of Notification: 29 August 2016