Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Sd11rne ARGENT MINERALS LIMITED
ACN/ARSN 124780 276
1. Detail oflubstllntlal holder(1I
ACN/,'\RSN (if applicable)
;_1;c2.:.:..:8;.0;=0..9a.7;...B;;_
There was a change in theinlerests ofthe substantial holder on
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17/08/2016
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The previous notice WIS given to the company on
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14 / 09 / 2016
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The previous notice WIS dated
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14/ 09 / 2016
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2.. Previous and present votingpower
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The total number ofwles attached to allthevoting shi1'8S inthe company or votinginteresl!I in the scheme that the substantialholder or a associate (2) had a relevant interest (3) in
when last required, and when now required, to give a substantial holding notice ID the company or scheme, a,e as follows:
Class of seaJrities (4)
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Previous notice
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Preaent notice
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Person's votes
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Votina aower 5l
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Person's votes
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Volim
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Ordinary Share& fully paid
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17,783,279
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8.83%
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25,782,660
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7.19%
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·-
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.
'· .
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Chang• In relevant lnterelt•
' .
Particulars of each change In, or changeIn the nature of, a relevant inlilreSt of the subslanlial holder or an associate involing securities ot'tha company orschema,since the substantial holder waslast required to give a substantialhciling notice tothecompanyor scheme are as follows:
Date of change
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Person whose relevant interest changed
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Nature of change (6)
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Coosideration given in relation to change (7)
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Class end number of
Securities affecfsd
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Person's votes
AffeQed
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17/8/2016
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Oceanic Capltl Ply Ltd
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Share Placement Offer
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$151,202.91
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Ordinary
5,040,097
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Oceanic Capital Ply Lid
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3/8/2016
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Oceanic Capiti Ply Ltd
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On-Market Purchase
I
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$16,590.75
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Ordinary
500,000
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Oceanic Capital Pty Lid
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6ll/2016
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Oceanic Capi Ply Ltd
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Shere Placement Offer
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$58,276.89
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Ordinary
1,942,563
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Oceanic Capttal P!y Lid
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13/5/2016
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Oceanic CapiU Ply Ltd
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On-Market Sala
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$4,875.22
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Ordinary
139,292
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Oceanic Capital Pty Ltd
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12/5/2016
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Oceanic CapiU Pty Ltd
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Cn-Marilet Sale
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$9,404.78
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Ordinary
268,708
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Ocear.[c Capital Pty L!d
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11/5/206
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Ocean!c Capifl Pty Ltd
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On-Market Sale
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$44,562.09
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Ordinary
1,292,000
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Oceanic Capital Ply Ltd
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21/4/2016
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Oceanic Capitl Ply Ltd
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On-Market Sala
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$7,761.43
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Ordinary
237,876
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Oceanic Capital Pty L..td
|
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15/3/2016
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Oceanic CapiU PlyLtd
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Share Placement Offer
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$30,000.00
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Ordinary
1,500,000
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Oceanic CapitalPty Ltd
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2/212016
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Oceanic Capitl Pty Ltd
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On-Market Purchase
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$3,225
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Ordinary
150,000
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Oceanic Capital Pty Ltd
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19/10/2015
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Oceanic Capitl Ply Ltd
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Share Placement Offer
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$15,501.00
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Ordinary 704,597
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Oceanic Capital Ply Ltd
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17/8/2015
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Oceanic CapiU Pty Ltd
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On-Market
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Purchase
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$2,300
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Ordinary 100,000
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Oceanic Capital Pty Ltd
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Present relevant Intern Particulars of each relevant interest of the substantial holder in voting securities after the change are es follows:
Holder of relevant Interest
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Registered holder of
securities
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Person entiUed to be registered as holder(8)
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Nature of relevant interest (6)
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Class and number of securities
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Person's votes
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Oceanic Capital
Pty Ltd
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Oceanic Capital
Ply Ltd
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NIA
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NIA
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25,782,660
Ordi naryShares
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25,782,660
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|
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Changes In association
The peraonswho have become associates (2) of, ceased to be associates of,orhave changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name and ACN/ARSN Of applicable)
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Nature of association
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NAI
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NIA
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Addresses
The addresses of persons namedin this form are as follows:
Signature
Name
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Address
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Oceanic Capital Ply Ltd
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Po Box 1305 West Leederville WA 6901
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|
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--
print name 7./) /J1( {;.fi capacify Director
sign here date 14/0912016
t
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme ACN/ARSN
1. Details of substantial holder (1)
Name
Argent Minerals Limited
124 780 276
Oceanic Capital Pty Ltd
ACN/ ARSN (if applicable) 112 BOO978
The holder became a substantial holder on 17 1061 15
Z. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantia l holder are as follows:
Class of securities (4)
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Number of securities
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Person's votes (5)
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Voting power (6)
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Fully Paid Ordinary Shares
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17,783,279
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17,783,279
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8.83%
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3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
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Nature of relevant interest (7)
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Class and number of securities
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Oceanic Capital Pty Ltd
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legal and beneficial interest
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17,783,279 - fully paid ordinary shares
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4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
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Registered holder of securities
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Person entitled to be
registered as holder (8)
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Class and number of securities
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Oceanic Capital Pty Ltd
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Oceanic Capital Pty Ltd
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Oceanic Capital Pty Ltd
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17,783,279 - fully paid
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ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above. and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest
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Date of acquisition
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Consideration (9)
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Class and number of securities
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Lasn
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,on-casn
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Oceanic Capital Pty Ltd
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17/06/2015
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320,000
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14,545,455
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Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ ARSN (if applicable)
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Nature of association
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|
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-
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Addresses
The addresses of persons named in this form are as follows:
Name
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Address
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Oceanic Capital Pty Ltd
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PO Box 1305 West Leederville WA 6901
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Signature
printname mt capacity Director
sign here date 14 I 09 I 2016
DIRECTIONS
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If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
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See the definition of "associate" in section 9 of the Corporations Act 2001.
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See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
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The voting shares of a company constitute one class unless divided into separate classes.
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The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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Include details of:
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any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement. and a statement by the person giving full and accurate details of any contract. scheme or arrangement. must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
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Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.