Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
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Name of entity Poseidon Nickel Limited
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ACN 060 525 206
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We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Geoff BRAYSHAW
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Date of last notice
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05 July 2016
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest
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Direct interest; and Indirect interest
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Roundhay Pty Ltd
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Roundhay Pty Ltd
ATF Roundhay Superannuation Fund
ATF Roundhay Unit A/c
(Mr Brayshaw has a relevant interest in both the Superannuation Fund and Unit A/c)
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Date of change
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20 October 2016
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No. of securities held prior to change
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Direct Interest
2,034,671 Ordinary Shares;
250,000 Unlisted November 2016 Options; and 1,083,533 Unlisted Performance Rights
Indirect Interest
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950,000 Ordinary Shares; and
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1,000,000 Ordinary Shares
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Class
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Unlisted Performance Rights
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Number acquired
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Direct Interest
297,999
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+ See chapter 19 for defined terms.
18/5/2012 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Number disposed
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Not Applicable
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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Deemed issue price being the VWAP for the September 2016 quarter of $0.0611.
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No. of securities held after change
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Direct Interest
2,034,671 Ordinary Shares;
250,000 Unlisted November 2016 Options; and 1,381,532 Unlisted Performance Rights
Indirect Interest
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950,000 Ordinary Shares; and
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1,000,000 Ordinary Shares
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Issue of Unlisted Performance Rights under the terms of the Director Fees Performance Rights Plan in lieu of the September 2016 quarter Director Fees as approved by Shareholders on 12 October 2016.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Detail of contract
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Not Applicable
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Nature of interest
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Not Applicable
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Name of registered holder (if issued securities)
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Not Applicable
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Date of change
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Not Applicable
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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Not Applicable
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Interest acquired
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Not Applicable
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Interest disposed
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Not Applicable
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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Not Applicable
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Interest after change
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Not Applicable
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Part 3 - Trading Windows
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Were the interests in the securities or contracts detailed above traded during a trading window where prior written clearance was required
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Not Applicable - this particular acquisition has been specifically excluded from the Policy
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If so, was prior written clearance provided to allow the trade to proceed during this period
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Not Applicable - this particular acquisition has been specifically excluded from the Policy
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If prior written clearance was provided, on what date was this provided
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Not Applicable
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 18/5/2012
+ See chapter 19 for defined terms.
Appendix 3Y Change of Director's Interest Notice
18/5/2012 Appendix 3Y Page 3