10 November 2016
Australian Securities Exchange Attention: ASX Market Announcements
BY ELCTRONIC LODGEMENT
Dear Sir / Madam
Form 604 Notice of change of interests of substantial holder
- Syndicated Metals Limited (ASX: SMD)
Please find attached a notice of change of interests of substantial holder for Syndicated Metals Limited. This notice is to confirm the technical relevant interest that Brickworks Limited has in the company as a result of its shareholding in Washington H. Soul Pattinson & Co Limited.
Yours faithfully BRICKWORKS LIMITED
SUSAN LEPPINUS COMPANY SECRETARY
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Details of substantial holder (1)
Form 604
Corporations Act 2001 Section 671B
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To Company Name/Scheme
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Syndicated Metals Limited
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ACN/ARSN
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ACN 115 768 986
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Notice of change of interests of substantial holder
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Name
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BRICKWORKS LIMITED and its subsidiaries
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ACN/ARSN (if applicable)
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000 028 526
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There was a change in the interests of the substantial holder on
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09 / 11 / 2016
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The previous notice was given to the company on
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01 / 09 / 2016
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The previous notice was dated
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01 / 09 / 2016
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Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest
(3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Class of securities (4)
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Previous notice
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Present notice
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Person's votes
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Voting power (5)
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Person's votes
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Voting power (5)
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Ordinary
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157,332,392
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26.30%
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182,556,392
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28.81%
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Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of change
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Person whose relevant interest changed
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Nature of change (6)
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Consideration given in relation to change (7)
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Class and number of securities affected
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Person's votes affected
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09/11/2016
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Washington H. Soul Pattinson & Company Limited (WHSP)*
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Allotment
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$210,688
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Ordinary Shares 25,224,100
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N/A
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09/11/2016
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WHSP
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Dilution of Interest
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N/A
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Ordinary Shares
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N/A
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*[See Note 2 below]
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Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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Holder of relevant interest
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Registered holder of securities
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Person entitled to be registered as holder (8)
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Nature of relevant interest (6)
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Class and number of securities
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Person's votes
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Brickworks Limited
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CopperChem Limited (a subsidiary of WHSP)
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CopperChem Limited (a subsidiary of WHSP)
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[See Note 2 below]
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Ordinary 182,556,392
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182,556,392
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|
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Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable)
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Nature of association
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N/A
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Addresses
The addresses of persons named in this form are as follows:
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Name
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Address
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Brickworks Limited
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738-780 Wallgrove Road Horsley Park NSW 2175
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Washington H. Soul Pattinson & Company Limited
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Level 1, 160 Pitt Street Mall
Sydney NSW 2000
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print name
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Susan Leppinus
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Capacity Company Secretary
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sign here
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date 10/11/2016
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Signature
NOTES
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This notice of Change of Interests of Substantial Shareholder is given to confirm and clarify the details of the relevant interest of Brickworks Limited ("Brickworks") in Syndicated Metals Limited ("Company")
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The relevant interest that Brickworks Limited holds in the Company arises by virtue of the operation of the provisions of section 608(3)(a) of the Corporations Act. That section provides that a person will be deemed to hold a relevant interest in any securities that a body corporate has a relevant interest in where the person's voting power in that body corporate is above 20%. Brickworks has voting power in Washington H. Soul Pattinson & Company Limited ("WHSP") of 42.72%. As such, Brickworks is deemed to have a relevant interest in securities of the Company that WHSP has a relevant interest in through its subsidiary CopperChem Limited. Brickworks has had voting power in WHSP above 20% since 1972. For further details of the relevant interest of WHSP in the Company see the Notices of Substantial Shareholder lodged by WHSP.