Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
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Name of entity
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THUNDELARRA LIMITED
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We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
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1
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+Class of +securities issued or to be issued
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Unquoted employee options.
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2
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Number of +securities issued or to be issued (if known) or maximum number which may be issued
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4,350,000.
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3
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Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
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The options each to acquire 1 ordinary fully paid share in the Company, will vest on the date which is 6 months from the date of issue, having an exercise price of $0.06 each and an expiry date of 14 November 2016.
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4
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Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted
+securities?
If the additional +securities do not rank equally, please state:
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the date from which they do
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the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
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the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
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No, the securities will not rank equally in all respects from the date of issue with the existing class of quoted securities on issue, unless the options are exercised.
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5
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Issue price or consideration
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The options were issued for no consideration.
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6
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Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
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Granting of options to eligible employees pursuant to the Company's Employee Share Option Plan.
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6a
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Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
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Yes.
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6b
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The date the security holder resolution under rule 7.1A was passed
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26 February 2016.
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6c
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Number of +securities issued without security holder approval under rule 7.1
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None.
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6d
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Number of +securities issued with security holder approval under rule 7.1A
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None.
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6e
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Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
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4,350,000 options granted to eligible employees pursuant to the terms and conditions of the Company's Employee Share Option Plan approved by shareholders at Annual General Meeting on 26 February 2016.
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6f
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Number of +securities issued under an exception in rule 7.2
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None.
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6g
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If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values. Include the source of the VWAP calculation.
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Not applicable.
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6h
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If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
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Not applicable.
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6i
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Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
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Rule 7.1 2,024,350
Rule 7.1A 37,349,566
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7
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+Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
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15 November 2016.
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Number
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+Class
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8
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Number and +class of all +securities quoted on ASX (including the
+securities in section 2 if applicable)
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417,457,283
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Ordinary fully paid shares
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Number
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+Class
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6,038,382
2,000,000
11,500,000
500,000
3,150,000
3,000,000
4,000,000
4,350,000
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Ordinary fully paid shares
Options expiring 28
February 2017 exercisable at $0.23.
Options expiring 28
February 2019 exercisable at $0.06.
Options expiring 18
March 2017 exercisable at $0.06.
Options expiring 4
September 2018 exercisable at $0.08.
Options expiring 26
February 2021 exercisable at $0.08.
Options expiring 30 June 2018 exercisable at
$0.10.
Options expiring 14
November 2019 exercisable at $0.06.
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Number and +class of all +securities not quoted on ASX (including the
+securities in section 2 if applicable)
Not applicable.
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Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issue
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11
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Is security holder approval required?
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Not applicable.
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12
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Is the issue renounceable or non- renounceable?
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Not applicable.
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13
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Ratio in which the +securities will be offered
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Not applicable.
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14
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+Class of +securities to which the offer relates
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Not applicable.
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15
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+Record date to determine entitlements
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Not applicable.
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