Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Alasdair Campbell Cooke
|
Date of last notice
|
19 December 2013
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Direct
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
Glenlaren Pty Ltd
Burls Holdings Pty Ltd (Trustee of Family Trust) Melissa Cooke (Spouse)
|
Date of change
|
31 December 2013
|
No. of securities held prior to change
|
Direct 15,969,439 Ordinary Shares
500,000 Performance Rights
250,000 Unlisted Options exercisable at 90 cents before 31 Dec 2013
250,000 Unlisted Options exercisable at 110 cents before 31 Dec 2013
250,000 Unlisted Options exercisable at 130 cents before 31 Dec 2013
|
No. of securities held prior to change
|
Indirect 12,221,014 Ordinary Shares (Glenlaren Pty Ltd)
2,293,422 Ordinary Shares (Burls Holdings Pty Ltd)
4,221,429 Ordinary Shares (Melissa Cooke)
|
Class
|
Unlisted Options
|
Number acquired
|
nil
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Number disposed
|
250,000 Unlisted Options exercisable at 90 cents before 31 Dec 2013
250,000 Unlisted Options exercisable at 110 cents before 31 Dec 2013
250,000 Unlisted Options exercisable at 130 cents before 31 Dec 2013
|
Value/Consideration
Note: If consideration is non‐cash,
provide details and estimated valuation
|
Nil
|
No. of securities held after change
|
Direct 15,969,439 Ordinary Shares
500,000 Performance Rights
|
No. of securities held after change
|
Indirect 12,221,014 Ordinary Shares (Glenlaren Pty Ltd)
2,293,422 Ordinary Shares (Burls Holdings Pty Ltd)
4,221,429 Ordinary Shares (Melissa Cooke)
|
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
Expiry of unlisted options
|
Part 2 - Change of director's interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
N/A
|
Nature of interest
|
N/A
|
Name of registered holder
(if issued securities)
|
N/A
|
Date of change
|
N/A
|
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
Interest acquired
|
N/A
|
Interest disposed
|
N/A
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
N/A
|
Interest after change
|
N/A
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
|
No
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
N/A
|
If prior written clearance was provided, on what date was this
provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Charles Frazer Tabeart
|
Date of last notice
|
19 December 2013
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director"
should be disclosed in this part.
Direct or indirect interest
|
Direct and indirect
|
Nature of indirect interest
(including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
Revenge Holdings Pty Ltd <Tabeart Super Fund A/C> Geogen Consulting Pty Ltd ATF Geogen Trust
Dina Tabeart (spouse)
|
Date of change
|
31 December 2013
|
No. of securities held prior to change
|
Direct 1,460,761 Ordinary Shares
2,666,667 Performance Rights
750,000 Options exercisable at 90c before 31 Dec 2013
750,000 Options exercisable at 110c before 31 Dec 2013
750,000 Options exercisable at 130c before 31 Dec 2013
|
No. of securities held prior to change
|
Indirect 169,057 ordinary shares (Revenge Holdings)
815,475 ordinary shares (Geogen Consulting)
381,871 ordinary shares (Dina Tabeart)
|
Class
|
Unlisted Options
|
Number acquired
|
nil
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 3
Appendix 3Y
Change of Director's Interest Notice
Number disposed
|
750,000 Unlisted Options exercisable at 90 cents before 31 Dec 2013
750,000 Unlisted Options exercisable at 110 cents before 31 Dec 2013
750,000 Unlisted Options exercisable at 130 cents before 31 Dec 2013
|
Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
|
Nil
|
No. of securities held after change
|
Direct 1,460,761 ordinary shares
2,666,667 Performance Rights
|
No. of securities held after change
|
Indirect 169,057 ordinary shares (Revenge Holdings)
815,475 ordinary shares (Geogen Consulting)
381,871 ordinary shares (Dina Tabeart)
|
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
Expiry of unlisted options
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
N/A
|
Nature of interest
|
N/A
|
Name of registered holder
(if issued securities)
|
N/A
|
Date of change
|
N/A
|
No. and class of securities to which
interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
Interest acquired
|
N/A
|
Interest disposed
|
N/A
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
N/A
|
Interest after change
|
N/A
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed
period where prior written clearance was required?
|
No
|
If so, was prior written clearance provided to allow the trade to proceed during this
period?
|
N/A
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 4
Appendix 3Y Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Gregory William Fry
|
Date of last notice
|
19 December 2013
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Direct
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
The Fry Family Superfund
|
Date of change
|
31 December 2013
|
No. of securities held prior to change
|
Direct 4,003,687 Ordinary Shares
1,666,667 Performance Rights
500,000 Options exercisable at 90c before 31 Dec 2013
500,000 Options exercisable at 110c before 31 Dec 2013
500,000 Options exercisable at 130c before 31 Dec 2013
|
No. of securities held prior to change
|
Indirect 896,981 Ordinary Shares (The Fry Family Superfund)
|
Class
|
Unlisted Options
|
Number acquired
|
nil
|
Number disposed
|
500,000 Unlisted Options exercisable at 90 cents before 31 Dec 2013
500,000 Unlisted Options exercisable at 110 cents before 31 Dec 2013
500,000 Unlisted Options exercisable at 130 cents before 31 Dec 2013
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 5
Appendix 3Y
Change of Director's Interest Notice
Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
|
Nil
|
No. of securities held after change
|
Direct 4,003,687 Ordinary Shares
1,666,667 Performance Rights
|
No. of securities held after change
|
Indirect 896,981 Ordinary Shares
|
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
Expiry of unlisted options
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
N/A
|
Nature of interest
|
N/A
|
Name of registered holder
(if issued securities)
|
N/A
|
Date of change
|
N/A
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
Interest acquired
|
N/A
|
Interest disposed
|
N/A
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
N/A
|
Interest after change
|
N/A
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period
where prior written clearance was required?
|
No
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
N/A
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 6
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Philip David Clark
|
Date of last notice
|
19 December 2013
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Indirect
|
Nature of indirect interest
(including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
PT Clark Pty Ltd ATF PT Clark Family Trust
Mr Philip Clark ATF PTM Clark Super Fund
|
Date of change
|
31 December 2013
|
No. of securities held prior to change
|
357,144 Ordinary Shares
20,000 Ordinary Shares (PT Clark Family Trust)
265,000 Ordinary Shares (PTM Clark Super Fund)
200,000 Performance Rights
250,000 Unlisted Options exercisable at 70 cents on or before 31 December
2013 (PT Clark Family Trust)
750,000 Unlisted Options exercisable at 80 cents on or before 31 December
2013 (PT Clark Family Trust)
|
Class
|
Unlisted Options
|
Number acquired
|
nil
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 7
Appendix 3Y
Change of Director's Interest Notice
Number disposed
|
250,000 Unlisted Options exercisable at 70 cents on or before 31 December
2013 (PT Clark Family Trust)
750,000 Unlisted Options exercisable at 80 cents on or before 31 December
2013 (PT Clark Family Trust)
|
Value/Consideration
Note: If consideration is non‐cash, provide
details and estimated valuation
|
Nil
|
No. of securities held after change
|
357,144 Ordinary Shares
20,000 Ordinary Shares (PT Clark Family Trust)
265,000 Ordinary Shares (PTM Clark Super Fund)
200,000 Performance Rights
|
Nature of change
Example: on‐market trade, off‐market trade,
exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
Expiry of unlisted options
|
Part 2 - Change of director's interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
N/A
|
Nature of interest
|
N/A
|
Name of registered holder
(if issued securities)
|
N/A
|
Date of change
|
N/A
|
No. and class of securities to which
interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
Interest acquired
|
N/A
|
Interest disposed
|
N/A
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
N/A
|
Interest after change
|
N/A
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
|
No
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
N/A
|
If prior written clearance was provided, on what date was this
provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 8