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Microsoft Word - 20151202 App 3Y DPW #2
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
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Denis Waddell
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Date of last notice
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2 December 2015
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of 'notifiable interest of a director' should be disclosed in this part.
Direct or indirect interest
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Direct and indirect.
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Tarney Holdings Pty Ltd. Mr Waddell is a director and shareholder of Tarney Holdings Pty Ltd.
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Date of change
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2 December 2015
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No. of securities held prior to change
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33,212,771 shares (indirect - held by Tarney Holdings Pty Ltd).
6,000,000 unlisted options expiring 31 May
2018 (direct):
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2,000,000 exercisable at $0.15;
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2,000,000 exercisable at $0.25; and
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2,000,000 exercisable at $0.35.
12,000,000 unlisted options expiring 30 November 2020 (indirect - held by Tarney Holdings Pty Ltd):
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4,000,000 exercisable at $0.02;
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4,000,000 exercisable at $0.035; and
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4,000,000 exercisable at $0.05.
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Class
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Fully paid ordinary shares.
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Number acquired
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33,333,333 fully paid ordinary shares.
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Number disposed
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Not applicable.
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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$0.015 per share.
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No. of securities held after change
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66,546,104 shares (indirect - held by Tarney Holdings Pty Ltd).
6,000,000 unlisted options expiring 31 May
2018 (direct):
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2,000,000 exercisable at $0.15;
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2,000,000 exercisable at $0.25; and
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2,000,000 exercisable at $0.35.
12,000,000 unlisted options expiring 30 November 2020 (indirect - held by Tarney Holdings Pty Ltd):
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4,000,000 exercisable at $0.02;
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4,000,000 exercisable at $0.035; and
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4,000,000 exercisable at $0.05.
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Issue of shares in satisfaction of loan facility as approved at the Company's Annual General Meeting held on 26 November 2015.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of 'notifiable interest of a director' should be disclosed in this part.
Detail of contract
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Nil
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Nature of interest
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Not applicable
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Name of registered holder (if issued securities)
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Not applicable
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Date of change
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Not applicable
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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Not applicable
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Interest acquired
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Not applicable
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Interest disposed
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Not applicable
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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Not applicable
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Interest after change
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Not applicable
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Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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Not applicable
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If prior written clearance was provided, on what date was this provided?
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Not applicable
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We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
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Alexander Haller
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Date of last notice
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26 June 2014
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of 'notifiable interest of a director' should be disclosed in this part.
Direct or indirect interest
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Direct and indirect.
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Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Mr Haller is deemed to have a relevant interest in securities held by Silja Investment Ltd ('Silja'), Pershing Securities and EPIC Pacific Rim LLC.
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Date of change
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2 December 2015
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No. of securities held prior to change
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11,300,928 fully paid ordinary shares (direct).
46,855,687 fully paid ordinary shares (indirect - Silja).
1,320 fully paid ordinary shares (indirect - Pershing Securities).
517,558 fully paid ordinary shares (indirect - EPIC Pacific Rim LLC).
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Class
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Fully paid ordinary shares.
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Number acquired
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9,333,333 fully paid ordinary shares (indirect - Silja).
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Number disposed
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Not applicable.
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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$0.015 per share.
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No. of securities held after change
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11,300,928 fully paid ordinary shares (direct).
56,189,020 fully paid ordinary shares (indirect - Silja).
1,320 fully paid ordinary shares (indirect - Pershing Securities).
517,558 fully paid ordinary shares (indirect - EPIC Pacific Rim LLC).
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Issue of shares in satisfaction of loan facility as approved at the Company's Annual General Meeting held on 26 November 2015.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of 'notifiable interest of a director' should be disclosed in this part.
Detail of contract
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Nil
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Nature of interest
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Not applicable
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Name of registered holder (if issued securities)
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Not applicable
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Date of change
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Not applicable
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
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Not applicable
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Interest acquired
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Not applicable
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Interest disposed
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Not applicable
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
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Not applicable
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Interest after change
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Not applicable
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Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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Not applicable
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If prior written clearance was provided, on what date was this provided?
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Not applicable
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