f48d6aaa-d49c-47ff-9277-9fb6a0f16130.pdf
21/ 0 1 2 0 16 TH U 15: 46 FAX 6 1 2 8 2 8 4 7 7 7 VINVA INVESTMENT 444 ASX Di c lo ur e li.l]O O l / 0 0 4
Form 603
Cori:ior1tlons Law
See1lo11 e11B
Notice of initial substantial holder
To Company Name/Scheme NORTHeRN STAR ReSOURCeS Ltd. (NST) ACN/ARSN
1, Oetallo of 1ub1t111tl1I holdo1)
Name Vlnva lnve1t1J1ent Man111gemern
ACN/ARSN (It eppl!cable)
147 934 263
The holder became a eubetentla.l holder on 1911/2018
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Detall1 of voting power
The to!al number or VQle!ll tUCl'led to all tile vollr,g ti,re.@. In ttle comi;iny or voling lntereata In cha aoheme that Iha e.ubat.!!ntla, holder
or an eaaociele (2) had a relevant lnlere,t (J) In or, the date the !:1Ub$lantlal holder became a aubelenUel holder ere ea foll:
Claes or securlUes (4)
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Number or 11ecur111es
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Persons' votes (5)
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Voling power (6)
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FPO
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30,292,956
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30,292,959
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5.05%
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Det1;1lls of relevant lntereats
'l!..od on loouod oopltill ol $00,02.557 ohorv•
The nBture of Iha relevant 111\ere!llt \he .!JL.lb.!Jt{ln\lel t,Qlqer Qf en a,11,11Q
&l.lbstantlail holdl!II' beGlilme El substantial holder are ea rollowl!I:
Holds!' or relevant interest
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I Nature of relevant intereel (7)
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I Clii:!1:!i Sind number or aecunliee
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See Schedule 1
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I
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I
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Oetall1or pretent regh!!ltersd holder&
Thi person regi&tel'ed El:!I holders of the securities rererred to in perEl.greph 3 ebove Qre !IS rollow:
Holder or relevant interest
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Registered holder or E1.ecurltlea
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Per.!1,0t'l erillded to be reglaLBred ea holder (t:I)
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Cleaa end number of securities
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See Schedule 1
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Conelderallon
The conalderatlon paid for eacti relevani lnteresl rererred to In paragraph 3 above, end acquired In Iha four months prior to lh1;1 day tllElt lhl!I eubalantlal holder beGlilme a aubatantial holder is as follows·
Holder of rolov1n1 l11tere.;1t
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01!11111 of acqul<lon
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Con>ldor11lon (9)
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Class crind number of securities
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Ceah
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Non-cash
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Vlnva lnvas.lment Manegemenl
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Varloui dales. beNJeen (1i;i1i;i1.2a1s end 1i;i11,a1e)
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Conelderalion for Acquisition of
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Acquisition of
20,7e;-4,B04 sharee
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Sharma
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$ 57,791,672.24
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Conelderallon
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DispoaBI of -
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ror Dispose! of
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549,185 shares
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Shert!I&
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•1 418 388.51
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Transfer out of 529 460 aheree
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21/ 0 1 2 0 16 TH U 15: 46 FAX 6 1 2 8 2 8 4 7 7 7 VINVA INVESTMENT 444 ASX Di c lo ur e
li.l]O O Z / 0 0 4
a. A11oolato1
Tlie ti!ll!IIIOn:!Ilhfl J)l!H'&oni!i. n11mad in paragraph 3 above 11re a:!l:!loclatea of thll!I :i!llll:llllnl!.tl holder lte t toOows:
I Nllr'ne and ACN/ARSN (if applicable) I N11ture of ass0Ci11lion I
I NIA II
1.Addre110.1
I Nome I Addre" I
I Vlnva lnve!tmtnt Mainaigement I Level 13. 10 Bridge Street, Sydney, NSW 2000 I
Signature
print ha.ma Andr'aw Jackson Ho.ad Ot Research
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sign here
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Data 211112018
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DIRECTIONS
('I) If thl!!lre ere a number or &ub:!llanli11I holdara with similar or releled relevttnt lnb!ll'l!JSl!; (1!10, 6 eororaUon end It.I related corporaUons, or the mani!lger and tl'UatM Of 11n eqult)l ttusQ, thlll names could l:ie h1eluded In an annexure to the 1orm. 1r !he relev1l'll Interests or group or persoris 1ro e1scin1ially tlmll11r, lhey m@Y b@ referred to throughout Lhe form aB a apecifically
11arned group 1r the members.hip ot each group, wltti the rtame.!3 and addreaaea. af members is cleerlv aet cut in paragraph 7 of
the farm.
(2) seelhe derlntuon of ·asaocial!I' In section 9 of the Gorpr1ratfor,s LtJW ,
(2) see ll'lt der1nmori or •reltvant h'lttrest' In tcllori& 808 ar1d 6718(7) or the Cotporatlons Law.
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The voting :i.hares of company constltuto one las, unle11divided lrtlo Hi;iar1;1le claa.aea,
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The tolal number or votes atleched to all the vallng e.harea In the company or voting inleresls in lhe :!loheme (if a.ny) lhl!ll lhe person or an aaaocial:e has a relevanl intereal in.
(8) The pl!lrson':!I Voh!i:!I divided by lhl!!I total vol!l:!i in the body corpora.19 or schtme mulllplled by 100.
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Include da1alh;1 o1:
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any relevant egrnement or other circumstances by which the relev1:1nt lnb!ll'tSIWII.!. l!llc.qulrod. If subt:octlon 671E\(4) appllee, a copy of any documant setting out the terms of any relevBrll agl"flement, and 1111 s11tement by tl'le i:ierton giving full and accureilfli details of any tonltact. cherne or 111rrangement, must .aeeomi,,eny this. form, together with a written statemont rtl1')'1'1g this ontrael, .seheme or arrangorriont; nd
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aoy ciuelltlcallon ot u,e power or a i,,ers.on to exercise, coritrol lhe exercle.e of, or influence the e:,cerciae or, the voting powers or disposal or Iha aecuribea to which Iha relevant interest reletee (indiceting clear'ly thl!I partlclilat fl8Cl.lrltlcts lo which Lhe queliricetion appliea).
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Ir thfli sub&t.sntl.sl holder la unable to del!lrrnlne lhe Identity or thl!I person (eg. If ll'le relevtinl lntere,t trltei becu,e or ,n optlo11) write 'urtknown'.
See the deflnmo11 or 'telev.1nt >eem1!1'1l' In :!ll!lellon 9 or the Corporat/or,s LBW.
() i,etalla of lhe con,a.ldere on mu!Jt Include any and all benef11s, money and other, that any person from whom a relevant interest wss acquired hes, or may, become entitled to receive 1n re!el'ion to that ecquiail1on. Detall:!1 must bl!! Included l!IVen If the b&nerit is conditional on the happening or not of a conngency. Details must bl!! included of any b•ntrll pilld on bthalf of thl subslanliet holder or ile associate in rslatmn to the acquisitions, even if they l!ltB not paid dlrtetly to the person from whom the televi!inl lnlettt:!;I w;ii& acciuld.
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Schedule 1- Vinva Investment Management becoming a substantial holder In Nothem Star Resources Ltd (NST)
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Details of relevant interests
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Holder of relevant interest
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Nature of relevant interest
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Class and number of securities
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Vinva Investment Manaee ment
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Power to (or to control) exercise vote and/or dispose of the securtties as discretionary tnvestment managers or advisers of superannuation funds, pooled
superannuation trusts, managed investmeot
-schemes and investment management aqreements.
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Fulty paid ordinary shares 30,292,959
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g:
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Details of present registered holders
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Hokier of relevant interest
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Registered holder of securilies
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Persons entitled to be a registered holder
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Class and number of securities
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Vinva Investment Management
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JP Morgan Nominees Australia Ltd
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JP Morgan Nominees Australia Ud
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17,355,796 FPO
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Vinva Investment Management
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National Nominees Lill
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National Nominees ltd
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5,912.,1346 FPO
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Vinva Investment Management
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State Straet Australia Limiled
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Slate Street Australia Limited
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2,759,284 FPO
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Vinva Investment Management
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Cogent Nominees Limited
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Cogent Nominees ltd
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2,972,043 FPO
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Vinva Investment Management
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Northem Trust ltd
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Northern Trust Lid
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1,292,990 FPO
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21/01 2016 THU 15:47 FAX 61 2 8284777 VINVA INVESTMENT 444 ASX Di clo ure li.l]004/004