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Becoming a substantial holder – Vinva

On January 21 2016

f48d6aaa-d49c-47ff-9277-9fb6a0f16130.pdf

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Form 603

Cori:ior1tlons Law

See1lo11 e11B


Notice of initial substantial holder


To Company Name/Scheme NORTHeRN STAR ReSOURCeS Ltd. (NST) ACN/ARSN

1, Oetallo of 1ub1t111tl1I holdo1)


Name Vlnva lnve1t1J1ent Man111gemern


ACN/ARSN (It eppl!cable)


147 934 263


The holder became a eubetentla.l holder on 1911/2018


  1. Detall1 of voting power


    The to!al number or VQle!ll tUCl'led to all tile vollr,g ti,re.@. In ttle comi;iny or voling lntereata In cha aoheme that Iha e.ubat.!!ntla, holder

    or an eaaociele (2) had a relevant lnlere,t (J) In or, the date the !:1Ub$lantlal holder became a aubelenUel holder ere ea foll:


    Claes or securlUes (4)

    Number or 11ecur111es

    Persons' votes (5)

    Voling power (6)

    FPO

    30,292,956

    30,292,959

    5.05%


  2. Det1;1lls of relevant lntereats

    'l!..od on loouod oopltill ol $00,02.557 ohorv•

    The nBture of Iha relevant 111\ere!llt \he .!JL.lb.!Jt{ln\lel t,Qlqer Qf en a,11,11Q

    &l.lbstantlail holdl!II' beGlilme El substantial holder are ea rollowl!I:

    Holds!' or relevant interest

    I Nature of relevant intereel (7)

    I Clii:!1:!i Sind number or aecunliee

    See Schedule 1

    I

    I


  3. Oetall1or pretent regh!!ltersd holder&

    Thi person regi&tel'ed El:!I holders of the securities rererred to in perEl.greph 3 ebove Qre !IS rollow:


    Holder or relevant interest

    Registered holder or E1.ecurltlea

    Per.!1,0t'l erillded to be reglaLBred ea holder (t:I)

    Cleaa end number of securities

    See Schedule 1

  4. Conelderallon


The conalderatlon paid for eacti relevani lnteresl rererred to In paragraph 3 above, end acquired In Iha four months prior to lh1;1 day tllElt lhl!I eubalantlal holder beGlilme a aubatantial holder is as follows·


Holder of rolov1n1 l11tere.;1t

01!11111 of acqul&ltlon

Con>ldor11lon (9)

Class crind number of securities

Ceah

Non-cash

Vlnva lnvas.lment Manegemenl

Varloui dales. beNJeen (1i;i1i;i1.2a1s end 1i;i11,a1e)


Conelderalion for Acquisition of


Acquisition of

20,7e;-4,B04 sharee

Sharma

$ 57,791,672.24

Conelderallon

DispoaBI of -

ror Dispose! of

549,185 shares

Shert!I&

•1 418 388.51

Transfer out of 529 460 aheree



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li.l]O O Z / 0 0 4



a. A11oolato1


Tlie ti!ll!IIIOn:!Ilhfl J)l!H'&oni!i. n11mad in paragraph 3 above 11re a:!l:!loclatea of thll!I :i!llll:llllnl!.tl holder lte t toOows:


I Nllr'ne and ACN/ARSN (if applicable) I N11ture of ass0Ci11lion I

I NIA II

1.Addre110.1



I Nome I Addre" I

I Vlnva lnve!tmtnt Mainaigement I Level 13. 10 Bridge Street, Sydney, NSW 2000 I


Signature


print ha.ma Andr'aw Jackson Ho.ad Ot Research

sign here

Data 211112018


DIRECTIONS


('I) If thl!!lre ere a number or &ub:!llanli11I holdara with similar or releled relevttnt lnb!ll'l!JSl!; (1!10, 6 eororaUon end It.I related corporaUons, or the mani!lger and tl'UatM Of 11n eqult)l ttusQ, thlll names could l:ie h1eluded In an annexure to the 1orm. 1r !he relev1l'll Interests or group or persoris 1ro e1scin1ially tlmll11r, lhey m@Y b@ referred to throughout Lhe form aB a apecifically

11arned group 1r the members.hip ot each group, wltti the rtame.!3 and addreaaea. af members is cleerlv aet cut in paragraph 7 of

the farm.


(2) seelhe derlntuon of ·asaocial!I' In section 9 of the Gorpr1ratfor,s LtJW ,

(2) see ll'lt der1nmori or •reltvant h'lttrest' In tcllori& 808 ar1d 6718(7) or the Cotporatlons Law.


  1. The voting :i.hares of company constltuto one las, unle11divided lrtlo Hi;iar1;1le claa.aea,

  2. The tolal number or votes atleched to all the vallng e.harea In the company or voting inleresls in lhe :!loheme (if a.ny) lhl!ll lhe person or an aaaocial:e has a relevanl intereal in.



(8) The pl!lrson':!I Voh!i:!I divided by lhl!!I total vol!l:!i in the body corpora.19 or schtme mulllplled by 100.


  1. Include da1alh;1 o1:

  2. any relevant egrnement or other circumstances by which the relev1:1nt lnb!ll'tSIWII.!. l!llc.qulrod. If subt:octlon 671E\(4) appllee, a copy of any documant setting out the terms of any relevBrll agl"flement, and 1111 s11tement by tl'le i:ierton giving full and accureilfli details of any tonltact. cherne or 111rrangement, must .aeeomi,,eny this. form, together with a written statemont rtl1')'1'1g this ontrael, .seheme or arrangorriont; nd

  3. aoy ciuelltlcallon ot u,e power or a i,,ers.on to exercise, coritrol lhe exercle.e of, or influence the e:,cerciae or, the voting powers or disposal or Iha aecuribea to which Iha relevant interest reletee (indiceting clear'ly thl!I partlclilat fl8Cl.lrltlcts lo which Lhe queliricetion appliea).

  4. Ir thfli sub&t.sntl.sl holder la unable to del!lrrnlne lhe Identity or thl!I person (eg. If ll'le relevtinl lntere,t trltei becu,e or ,n optlo11) write 'urtknown'.



  5. See the deflnmo11 or 'telev.1nt &gteem1!1'1l' In :!ll!lellon 9 or the Corporat/or,s LBW.


    () i,etalla of lhe con,a.ldere on mu!Jt Include any and all benef11s, money and other, that any person from whom a relevant interest wss acquired hes, or may, become entitled to receive 1n re!el'ion to that ecquiail1on. Detall:!1 must bl!! Included l!IVen If the b&nerit is conditional on the happening or not of a conngency. Details must bl!! included of any b•ntrll pilld on bthalf of thl subslanliet holder or ile associate in rslatmn to the acquisitions, even if they l!ltB not paid dlrtetly to the person from whom the televi!inl lnlettt:!;I w;ii& acciuld.





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....

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Schedule 1- Vinva Investment Management becoming a substantial holder In Nothem Star Resources Ltd (NST)

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Details of relevant interests

....

'.".

Holder of relevant interest

Nature of relevant interest

Class and number of securities

Vinva Investment Manaee ment

Power to (or to control) exercise vote and/or dispose of the securtties as discretionary tnvestment managers or advisers of superannuation funds, pooled

superannuation trusts, managed investmeot

-schemes and investment management aqreements.

Fulty paid ordinary shares 30,292,959

.,,

g:

....

"'

=.".'

Details of present registered holders

H

z

Hokier of relevant interest

Registered holder of securilies

Persons entitled to be a registered holder

Class and number of securities

Vinva Investment Management

JP Morgan Nominees Australia Ltd

JP Morgan Nominees Australia Ud

17,355,796 FPO


Vinva Investment Management


National Nominees Lill


National Nominees ltd


5,912.,1346 FPO


Vinva Investment Management


State Straet Australia Limiled


Slate Street Australia Limited


2,759,284 FPO


Vinva Investment Management


Cogent Nominees Limited


Cogent Nominees ltd


2,972,043 FPO


Vinva Investment Management


Northem Trust ltd


Northern Trust Lid


1,292,990 FPO

:,,

H

z

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il:

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21/01 2016 THU 15:47 FAX 61 2 8284777 VINVA INVESTMENT 444 ASX Di clo ure li.l]004/004

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